REPORT OF THE COMMITTEE ON FINANCE

 

June 11, 2007

 

The Honorable,

The Board of Commissioners of Cook County

 

ATTENDANCE

 

Present:

Chairman Daley, Vice Chairman Sims, Commissioners Beavers, Butler, Claypool, Collins, Gorman, Goslin, Murphy, Peraica, Quigley, Schneider, Silvestri, Steele and Suffredin (15)

 

Absent:

President Stroger and Commissioners Maldonado and Moreno (2)

 

Also Present:

Patrick T. Driscoll, Jr. – Deputy State’s Attorney, Chief, Civil Actions Bureau; Richard Velázquez – Special Counsel to the President; Laura Lechowicz Felicione – Special Counsel to the President; Kim David Gilmore – Chief, Bureau of Human Resources; Carmen Triche-Colvin – County Purchasing Agent; and Peter M. Kramer, Esq. – General Counsel, Legal & Labor Affairs Department, Office of the Sheriff

 

Court Reporter:     Anthony W. Lisanti, C.S.R.

 

Ladies and Gentlemen:

 

        Your Committee on Finance of the Board of Commissioners of Cook County met pursuant to notice on Monday, June 11, 2007 at the hour of 10:00 A.M. in the Board Room, Room 569, County Building, 118 North Clark Street, Chicago, Illinois.

 

        Your Committee has considered the following items and, upon adoption of this report, the recommendations are as follows:

 

284063

AN AMENDMENT TO THE COOK COUNTY CODE, CHAPTER 2, ARTICLE IV, DIVISION 5 (INSPECTOR GENERAL ORDINANCE) (PROPOSED ORDINANCE AMENDMENT).  Submitting Proposed Ordinance Amendment sponsored by Todd Stroger, President, Mike Quigley and John P. Daley, County Commissioners; Co-sponsored by Joan Patricia Murphy, William M. Beavers, Jerry Butler, Forrest Claypool, Earlean Collins, Elizabeth “Liz” Doody Gorman, Gregg Goslin, Roberto Maldonado, Joseph Mario Moreno, Anthony J. Peraica, Timothy O. Schneider, Peter N. Silvestri, Deborah Sims, Robert Steele and Larry Suffredin, County Commissioners.

 

The following is a synopsis of the Proposed Ordinance Amendment.

 

PROPOSED ORDINANCE AMENDMENT

 

Division 5.  Inspector General

 

BE IT ORDAINED, by the Cook County Board of Commissioners that Chapter 12, Article VI, Division 5, of the Cook County Code is hereby amended as follows:

 

Division 5.  Inspector General

 

Sec. 2-281.     Establishment.

Sec. 2-282.     Qualifications, Aappointment and term.

Sec. 2-283.     Purpose of office.

Sec. 2-284.     Functions, authority and Ppowers and duties.

Sec. 2-285.     Scope of authority.

Sec. 2-286.     Sec. 2-285.  Cooperation.

Sec. 2-287.     Sec. 2-286. Subpoenas.

Sec. 2-287.     Quarterly Reports.

Sec. 2-288.     Investigation Summary reports.

Sec. 2-289.     Confidentiality – Public Statements.

Sec. 2-290.     Removal of Independent Inspector General.

Sec. 2-291.     Violations and penalties.

Sec. 2-292.     Severability.

Sec. 2-293.     Effective

 

*     Referred to the Committee on Finance on January 9, 2007.

 

*     Deferred in Committee at the May 10, 2007 Finance Committee Meeting, along with Amendment #1

 

Amendment #1 was introduced and deferred at the May 10, 2007 Finance Committee Meeting:

 

AMENDMENT #1 TO COMMUNICATION NUMBER 284063

 

Sponsors:      President Todd H. Stroger, Commissioners William M. Beavers, John P. Daley, Mike Quigley and Peter N. Silvestri.

 

BE IT ORDAINED BY THE BOARD OF COMMISSIONERS OF COOK COUNTY, ILLINOIS:

 

Sec. 2-282.     Qualifications, Appointment, and Term. term.

 

    (a)    The Independent Inspector General shall be a person who has at least one of the following characteristics:

 

(1)        At least ten (10) years of federal, state, or local government experience as a law enforcement officer, judge, or government attorney.

 

(2)        Progressive supervisory experience in an investigative public agency similar to an inspector general’s office.

 

(3)        Has managed and completed complex investigations involving allegations of fraud, theft, deception, or conspiracy.

 

(4)        Has demonstrated the ability to work with local, state and federal law enforcement agencies and the judiciary.

 

    (b)    The Independent Inspector General shall have a four-year degree from an accredited institution of higher learning.

 

    (c)    The Independent Inspector General shall be appointed through the following process: by the President of the Cook County Board subject to the approval of the County Board.  The Inspector General shall be appointed for a term of three years.

 

            (1)        Upon the request of the President (“President”) of the Cook County Board of Commissioners, the Chicago Bar Association and Cook County Bar Association, as well as any other bar association approved by a majority of the Cook County Board of Commissioners (“County Board”) for such submission, shall submit a list of three (3) individuals to the President. The list shall be accompanied by resumes, qualifications and a brief statement detailing each individuals' credentials for the appointment of Independent Inspector General. Recommendations shall include individuals that meet the criteria of this section.

 

(2)       The President will appoint a selection committee (“selection committee”) to consist of four (4) Commissioners (two Democrat and two Republican), the Cook County State’s Attorney, and the Director of Cook County Board of Ethics.  The selection committee will conduct interviews and/or any other such investigations as the selection committee deems fit, and will nominate one of the individuals on the list to become the Independent Inspector General. The President maintains his ex-officio non-voting status as governed in 2-105-C(2).  In the event of a tie, the President would have casting vote authority.

 

(3)       Upon the approval of a majority vote of those elected and entitled to vote on the County Board, the nominated individual will become the Cook County Independent Inspector General, with a term of six (6) years. If the nominated individual does not receive a majority vote, the nomination shall become null and void and the selection committee shall select a new individual from the remaining two candidates on the list. If none of the individuals from the list receive a majority vote, the bar associations will be asked to supply a new list.

 

(4)       Upon expiration of the Independent Inspector General’s term, the President may request the County Board to reappoint the Independent Inspector General.  The County Board may, by a majority vote of those elected and entitled to vote, reappoint the Independent Inspector General to another term.  In lieu of reappointment, the President with the advice and consent of the County Board may restart the selection process for a new Independent Inspector General as outlined in this section.  The incumbent Independent Inspector General may submit his or her name to the bar associations as a candidate to be considered for selection and appointment.

 

(5)       The Cook County Bureau of Human Resources shall be responsible for ensuring that background checks are conducted on the nominees selected by the bar associations.  The results of the background checks shall be provided to the selection committee prior to the interview of candidates.

 

Sec. 2-282.     Qualifications, Appointment, and Term.

 

            (a)        The Independent Inspector General shall be a person who has:

 

                        (1)        A four-year degree from an accredited institution of higher learning; and

 

                        (2)        A minimum of ten (10) years of federal, state, or local government experience as a law enforcement officer, attorney or judge; and

 

                        (3)        Prior work experience managing and completing complex investigations involving allegations of fraud, theft, deception, or conspiracy.

 

            (b)        The Independent Inspector General shall be appointed through the following process:

 

                        (1)        Upon the request of the President (“President”) of the Cook County Board of Commissioners, the Chicago Bar Association and the Cook County Bar Association, shall jointly submit a list of three (3) individuals to the President.  The list shall be accompanied by resumes, qualifications and a brief statement detailing each individuals' credentials for the appointment of Independent Inspector General.  Recommendations shall include individuals that meet the criteria of this section.

 

                        (2)        The President will appoint a bi-partisan selection committee (“Selection Committee”) to consist of four (4) Commissioners (two representing the majority party and two representing the minority party on the Cook County Board), the Cook County State’s Attorney and the Director of the Cook County Board of Ethics.  The Selection Committee shall conduct interviews and/or any other such investigations of the candidates as the Selection Committee deems fit, and shall nominate one of the individuals on the list to become the Independent Inspector General.  The President maintains his ex-officio non-voting status as governed in 2-105-C(2).  If none of the candidates receives a majority vote, the President shall cast a deciding vote.

 

(3)        Upon the approval of a majority vote of those elected and entitled to vote on the County Board, the nominated individual shall become the Cook County Independent Inspector General, with a term of six (6) years.  If the nominated individual does not receive a majority vote, the nomination shall become null and void and the Selection Committee shall select a new individual from the remaining two candidates on the list.  If none of the individuals from the list receive a majority vote, the bar associations shall be asked to supply a new list.

 

(4)        Upon expiration of the Independent Inspector General’s term, the President may request that the County Board reappoint the Independent Inspector General to a subsequent term.  The County Board may, by a majority vote of those elected and entitled to vote, reappoint the Independent Inspector General to a subsequent term.  In lieu of reappointment, the President with the advice and consent of the County Board may restart the selection process for a new Independent Inspector General as outlined in this section.  The incumbent Independent Inspector General may submit his or her name to the bar associations as a candidate to be considered for selection and appointment.

 


(5)        The Cook County Bureau of Human Resources shall be responsible for ensuring that background checks are conducted on the nominees selected by the bar associations.  The results of the background checks shall be provided to the selection committee prior to the interview of candidates.

 

Sec. 2-284.     Functions, authority and powers Powers and duties.

 

In addition to other powers conferred herein, the Inspector General OIIG shall have the following duties functions, authority and powers:

 

*****

 

(4)        To request information from and to conduct interviews under oath with County employees, officers, officials, agents, contractors, sub-contractors, licensees, grantees or persons or businesses seeking County contracts, grants, licenses, or certification of eligibility for County contracts, grantees or licensees for the purpose of investigation of corruption, fraud, waste, mismanagement, unlawful political discrimination, or misconduct.  This includes the power to review past, present, and proposed County programs, accounts, records, contracts and transactions.

 

*****

 

(11)      To cooperate with the Shakman Compliance Administrator and fulfill the obligations set forth in the Supplemental Relief Order for Cook County, including providing copies of complaints, investigating unlawful political discrimination expeditiously, reporting the results to the Shakman Compliance Administrator, and providing the Shakman Compliance Administrator with quarterly reports.

 

Notwithstanding any other provision of this Ordinance, the Independent Inspector General shall cooperate with the Shakman Compliance Administrator and fulfill the obligations required in the Supplemental Relief Order entered into by Cook County in Shakman et al vs. The Democratic Organization of Cook County, et al No. 69 C 2145 (United States District Court for the Northern District of Illinois), including providing copies of complaints, investigating unlawful political discrimination expeditiously, reporting the results to the Shakman Compliance Administrator, and providing the Shakman Compliance Administrator with quarterly reports.

 

*****

 

Sec. 2-290.     Removal of Independent Inspector General.

 

The Independent Inspector General may be removed prior to the expiration of the Inspector General’s his term only for cause and in accordance with the provisions of this section.  The President shall give written notice to the County Board of intent to remove the Independent Inspector General, stating the cause for removal.  A copy of the notice shall be served upon the Independent Inspector General.  Within ten days of receipt, the Independent Inspector General may file with the County Board a request for hearing on the cause for removal.  If no such request is made within 10 days, the Independent Inspector General shall be deemed to have resigned his office as of the tenth day after receipt of notice.  If no such request is made within 10 days, the Independent Inspector General shall be deemed to have resigned his office as of the tenth day after receipt of notice.  If a request for hearing is made, the County Board shall convene a hearing on the cause for removal of the Independent Inspector General, at which the Independent Inspector General may appear and be heard.  The hearing shall be convened within 14 days after the request and shall be concluded within 14 days thereafter.  The hearing shall be conducted in closed session with notice given in accordance with the Illinois Open Meetings Act (5 ILCS 120/1 et seq.).  The President’s notice of cause for removal shall constitute the charge against the Independent Inspector General.  Removal of the Independent Inspector General shall require the affirmative vote of a majority two-thirds (2/3) of the members of the County Board then holding office.

 

Sec. 2-291.     Violations and penalties.

 

(b)        In addition to all other available remedies, civil and criminal, the following penalties shall apply to violations of this division:

 

*****

 

(5)        Any person found to have willfully violated Section 2-285 shall also be subject to a fine of not less than $300.00 and not more than $500.00 for each violation.  Actions seeking the imposition of a fine shall be filed as quasi-criminal actions subject to the provisions of the Illinois Code of Civil Procedure, as amended.

 

*****

 

Sec. 2-293      Effective Date.

 

This Ordinance shall be effective immediately upon passage.

 

This Amendatory Ordinance takes effect 30 days after becoming law.

 

*****

 

Chairman Daley entered into the record an opinion submitted by the State’s Attorney’s Office pertaining to Communication Number 284063.  Chairman Daley indicated that Communication Number 284063 is being moved for discussion purposes only, and that the intent is to defer this Item pending further review by the State’s Attorney’s Office.

 

Chairman Daley stated that the Administration has some concerns regarding the State’s Attorney’s Office rendering an opinion on this issue, but that a number of commissioners had requested such an opinion in May.

 

Chairman Daley asked Patrick T. Driscoll, Jr., Deputy State’s Attorney, Chief, Civil Actions Bureau, to give an overview of the opinion.

 

Mr. Driscoll stated one of the most important issues found to be problematic is the applicability of this ordinance to independently elected officials, unless the elected officials were going to move to opt-in to such an ordinance.  If a certain elected official did such an opt-in procedure, it likely would not bind a subsequent elected official in that same office.  Also, there are questions whether or not this ordinance would change the form of government of Cook County because it would allow an Inspector General appointed by this Board to conduct criminal investigations, and to seek contempt sanctions against those who might not be cooperative.  Mr. Driscoll continued by stating it would also infringe upon the powers of the State’s Attorney to perform independent investigations.  The State’s Attorney has the power of subpoena issued by a grand jury, which is far different and far more substantive than an administrative subpoena that would be used by an Inspector General.

 

In response to Commissioner Quigley’s question regarding a distinction among some of the elected officials, Mr. Driscoll replied the State’s Attorney and the Clerk of the Circuit Court are State officers created by the Constitution in the Judiciary Article.  There are other offices, such as the Sheriff, that are created by separate Article in the Constitution, as well as the Recorder of Deeds, the County Clerk and the County Treasurer.

 

In response to Commissioner Quigley’s inquiry as to whether the employees of the Offices of the State’s Attorney and the Clerk of the Circuit Court are governed under different ethics measures by the State, Mr. Driscoll replied the State Inspector General statute does not govern them.

 

Chairman Daley asked the representative from the Sheriff’s Office, Peter Kramer, Sheriff’s Legal Counsel, to comment on this provision of the ordinance.

 

Mr. Kramer stated the Sheriff’s office has its own Inspector General who investigates all complaints of misconduct, whether it is sworn or non-sworn personnel.  With respect to sworn personnel, Mr. Kramer stated after twenty-nine days, they have to be disciplined before the Merit Board.

 

Commissioner Quigley suggested that an “opt-in” measure be included in the Ordinance, allowing those elected officials whose offices do not have an inspector general function to voluntarily come under the purview of the County’s Inspector General’s Ordinance.

 

Mr. Driscoll replied that this is a possibility.

 

Commissioner Beavers voiced his opposition to the Ordinance, stating that numerous investigatory bodies already exist.

 

Chairman Daley stated that the Office of the President is currently seeking an outside legal opinion on this matter.  He further stated the position of the Administration is that the ordinance applies to all elected officials.

 

Chairman Daley has been asked by the Administration to state their position on this ordinance.

 

Richard Velázquez, Special Counsel to the President, delivered remarks on behalf of the Administration’s position:  The Ordinance applies to all elected County officials.  These officials all receive County taxpayer funding, and it is the President’s will to ensure that these monies are being spent correctly.  Further, the ability to investigate all elected officials falls within the County’s Home Rule powers.

 

Commissioner Silvestri noted that except for reducing an elected official’s budget, there is no way to enforce this Ordinance.  He suggested that the various elected officials be invited to opt-in to the Ordinance. 

 

Mr. Driscoll stated that, were the County to not adequately fund an elected official’s office to the point where they could not perform their statutory core functions, the elected official could seek legal redress.  He further stated that this issue would hinge on the definition of “adequate.”

 

Chairman Daley reminded the members that when the County Board approved the ethics and human rights ordinances, they did not apply to the separately elected officials.

 

Commissioner Claypool inquired whether there was a limit to the Board’s power to control the money allocated to an elected official, once it passes Board approval and is in the hands of the elected official.  This question was posed to determine whether the ordinance amendment would limit the control of an elected official.

 

Mr. Driscoll replied that the Board monitors expenditures on a monthly basis through the trial balance, and can see from that document what the elected official is spending.  He further stated that monitoring what is being done by an elected official is not controlling what that official does; it is simply oversight or observation.  Controlling operations of an elected official who has statutory internal control would not pass muster.

 

Commissioner Murphy voiced her opposition to this Ordinance, stating that another layer of investigation is unnecessary.  She further stated that elected officials should not be part of this Ordinance.

 

Commissioner Peraica commented that the State’s Attorney’s Office interpreted this Ordinance too narrowly and did not take into account the spirit and intent of the Ordinance’s proposed changes.  He inquired whether the Ordinance would violate the separation of powers among the three branches of government under the Illinois Constitution.

 

Mr. Driscoll replied in the affirmative.  He emphasized that the power of the Board ends with its ability to fund the offices of elected officials; the Board has no power over the day-to-day operations of these offices.

 

Vice Chairman Sims inquired whether a person could ask for an investigation by the Inspector General against individual Board members, or any elected official.

 

Mr. Driscoll replied in the affirmative, if the Ordinance were passed in its present form.

 

In response to an inquiry from Vice Chairman Sims regarding the applicability of the Ordinance to all elected officials, Mr. Velázquez stated that it is the intent of the President that the Ordinance apply to all of the elected officials.  In his opinion it would not take any power away from the offices of elected officials, nor would it affect their operations.  He further stated that, with all due respect to Mr. Driscoll, the Office of the President is seeking an outside opinion concerning whether the Ordinance would be applicable to all elected officials or just certain elected officials.

 

Vice Chairman Sims inquired whether there is any case law setting precedence that relates to this issue.

 

Mr. Velázquez replied that he was not aware of any, but that he could look into this and respond to Vice Chairman Sims.

 

Vice Chairman Sims indicated that, since there is an opinion being issued by the State’s Attorney’s Office, and also an outside opinion being sought by the Office of the President, perhaps the Board should commission an opinion as well.  Vice Chairman Sims stated this issue of seeking legal opinions from others is setting a precedent.

 

Mr. Driscoll indicated that the State’s Attorney’s Office arrived at their opinion without an agenda and without a vested interest.  He further stated that this Ordinance, once passed, would be presumed valid until overturned by a court.

 

Commissioner Quigley, seconded by Commissioner Claypool, moved the approval of Amendment #1 to Communication Number 284063.  The motion carried.

 

 

AMENDMENT #2 TO COMMUNICATION NUMBER 284063

 

Sponsor:              Commissioner Larry Suffredin.

 

Co-Sponsors:      Commissioners William M. Beavers, Jerry Butler, Forrest Claypool, Earlean Collins, John P. Daley, Elizabeth “Liz” Doody Gorman, Gregg Goslin, Joan Patricia Murphy, Anthony J. Peraica, Mike Quigley, Timothy O. Schneider, Peter N. Silvestri, Deborah Sims and Robert B. Steele.

 

BE IT ORDAINED BY THE BOARD OF COMMISSIONERS OF COOK COUNTY, ILLINOIS that Communication #284063 related to Chapter 2, Division V, Sections 2-283, be hereby amended as follows:

 

Sec. 2-283.     Purpose of office.

 

The purpose of the Office of Independent Inspector General is to detect, deter and prevent corruption, fraud, waste, mismanagement, unlawful political discrimination or misconduct in the operation of County government.  For purposes of this Ordinance, “unlawful political discrimination” shall be defined as follows:  conduct affecting a non-exempt employee’s hiring, firing or terms and conditions of employment based on political reasons and factors.  Such political reasons and factors, include the following:

 

(a)        Recommendations for hiring, promotion or other employment terms for specific persons from public office holders or political party officials that are not based on personal knowledge of the person’s work skills, work experience or other job-related qualifications.

 

(b)        The fact that the person worked in a political campaign or belongs to a political organization or political party.  Or the fact that the person chose not to work in a political campaign or to belong to a political organization or a political party.  The mere fact that a person worked for a political campaign for elective office does not prohibit consideration of a recommendation related to that person insofar as the basis for that recommendation relates to the person’s relevant work experience.

 

(c)        The fact that the person contributed money, raised money or provided something else of value to a candidate for public office or a political organization.  Or the fact that the person chose not to contribute or raise money for a candidate for public office or a political organization.

 

(d)        The fact that the person is a Democrat or a Republican or a member of any other political party or group.  Or the fact that the applicant is not a member.

 

(e)        The fact that the person expressed views or beliefs on political matters such as what candidates or elected officials he or she favored or opposed, what public policy issue he or she favored or opposed, or what views on government actions or failures to act he or she expressed.

 

Commissioner Suffredin referred to page ten of the State’s Attorney’s opinion, and stated that Amendment #2 offers a definition and examples of “unlawful political discrimination,” and should be helpful and provide guidance.

 

Leave was granted to add all commissioners as co-sponsors of Amendment #2.

 

Commissioner Suffredin, seconded by Commissioner Goslin, moved the approval of Amendment #2 to Communication Number 284063.  The motion carried.

 

 

AMENDMENT #3 TO COMMUNICATION NUMBER 284603

 

Sponsor:        Commissioner Larry Suffredin.

 

BE IT ORDAINED BY THE BOARD OF COMMISSIONERS OF COOK COUNTY, ILLINOIS that Communication # 284063 related to Chapter 2, Division V, Sections 2-284 be hereby amended as follows:

 

Section 2-284.  Functions, authority and powers

 

(13)      To provide a proposed budget request within 90 days of his/her initial appointment and annually thereafter pursuant to the County’s fiscal year budget rules and regulations.

 

Commissioner Murphy inquired whether ninety days is enough time to work with an inherited budget and create a new budget.

 

Commissioner Suffredin stated that within the first ninety days the Board would need to know what fund transfers are required.

 

Chairman Daley inquired what the current budget is for a new Inspector General’s Office.

 

Commissioner Suffredin replied that depending on the timing of the passage of the Ordinance, the Board may only need to fund one quarter of one year; he does, however, believe additional funding will be needed, and further expects the Board will have to find some additional revenues to fund this office.

 

Commissioner Suffredin, seconded by Commissioner Goslin, moved the approval of Amendment #3 to Communication Number 284063.  The motion carried.

 

 

AMENDMENT #4 TO COMMUNICATION NUMBER 284063

 

Sponsor:        Commissioner Larry Suffredin.

 

BE IT ORDAINED BY THE BOARD OF COMMISSIONERS OF COOK COUNTY, ILLINOIS that Communication # 284063 related to Chapter 2, Division V, Sections 2-287, be hereby amended as follows:

 


Section 2-287.  Quarterly reports.

 

Add:

 

(5)        Upon receipt of such reports, the Cook County Board, may take appropriate action, such as referring the report to a Board committee for further consideration, receiving and filing, approving or rejecting such report.

 

Commissioner Suffredin noted:  If a report from the Office of the Inspector General was rejected by the Board, the Board would have to provide specific reasons, such as that the report was not thorough enough.  This process is similar to the process utilized at the State level by the Joint Committee on Administrative Rules.  It is his belief that the Board should be able to take actions (including making recommendations) on a report.

 

Chairman Daley inquired whether the Board would have to provide a reason for rejecting a report.

 

Commissioner Suffredin replied:  There would be a record of the Board’s discussion concerning any rejection of a report.   The Board would not have to send any document back to the Inspector General’s Office to reject the report.  Amendment #3 does not intend to create dialogue between the Inspector General’s Office and the Board.  It simply allows the Board to let its will be known to the Office of the Inspector General.

 

Commissioner Suffredin, seconded by Commissioner Quigley, moved the approval of Amendment #4 to Communication Number 284063.  The motion carried.

 

Commissioner Quigley, seconded by Commissioner Silvestri, moved to defer consideration of the Proposed Ordinance Amendment (Communication Number 284063), as amended.  The motion carried.

 

285682

AMENDMENT TO THE COOK COUNTY CODE CHAPTER 34, ARTICLE IV, PROCUREMENT AND CONTRACTS (PROPOSED ORDINANCE AMENDMENT).  Submitting a Proposed Ordinance Amendment sponsored by Todd H. Stroger, President; Co-Sponsored by William M. Beavers and John P. Daley, County Commissioners.

 

The following is a synopsis of the Proposed Ordinance Amendment.

 

PROPOSED ORDINANCE AMENDMENT

 

BE IT ORDAINED, by the Cook County Board of Commissioners that Chapter 34, Article IV, Division 1, Sections 34-121 through 34-133; Division 2, Sections 34-151 through 34-156; Division 3, Sections 34-181 through 34-185; and Division 4, Sections 34-211 through 34-221, of the Cook County Code is hereby amended as follows:

 

ARTICLE IV. PROCUREMENT AND CONTRACTS

 

DIVISION 1.    GENERALLY

Sec. 34-121.   Contracts for supplies, material and work.

Sec. 34-122.   County Purchasing Agent.

Sec. 34-123.   Powers and duties of Purchasing Agent.

Sec. 34-124.   Rules, regulations and electronic procurement.

Sec. 34-125.   No delegation of power to act for expenditure exceeding $25,000.00.

Sec. 34-126.   Contracts for a period exceeding one year.

Sec. 34-127.   Living wage.

Sec. 34-128.   Prevailing wage.

Sec. 34-129.   Disqualification for tax and fee delinquency.

Sec. 34-130.   Penalties for Failure to Pay Cook County Taxes and Fees

Sec. 34-131.   Disqualification for Non-Compliance with child support orders.

Sec. 34-132.   Contracts with businesses in Northern Ireland (MacBride Principles).

Sec. 34-133.   Sale or purchase of real estate.

 

DIVISION 2.    CONTRACT PROCUREMENT

Sec. 34-151.   Competitive bidding.

Sec. 34-152.   Contracts not adaptable to competitive bidding. Requests for Proposals or Qualifications.

Sec. 34-153.   Equipment Purchase procedure.

Sec. 34-154.   Contracts for consulting and auditing services.

Sec. 34-155.   Sole source procurements.

Sec. 34-156.   Emergency purchases.

Sec. 34-157.   Percentage of work of construction projects to be performed by County residents.

Sec. 34-158.   Preference to citizens on public works projects.

 

DIVISION 3.    SELECTION OF BOND COUNSEL AND BOND UNDERWRITERS

Sec. 34-181.   Goals of division.

Sec. 34-182.   Definitions.

Sec. 34-183.   Competitive process for negotiated bond sales.

Sec. 34-184.   Report of underwriters.

Sec. 34-185.   Bond counsel.

 

DIVISION 4.    DISQUALIFICATION OF CONTRACTORS AND PENALTIES

Sec. 34-211.   Business entity defined.

Sec. 34-212.   Bribery conviction.

Sec. 34-213.   Persons and entities subject to disqualification.

Sec. 34-214.   Business entity disqualification due to conduct of owner, partner, etc.

Sec. 34-215.   Disqualification due to a contract terminated for cause. prior default or termination.

Sec. 34-216.   Offering gift to induce others not to bid; bribe offer to government employee.

Sec. 34-217.   Disqualification procedure.

Sec. 34-218.   Bid specifications.

Sec. 34-219.   Affidavit.

Sec. 34-220.   Removal of organized crime figures from approved bidders' list.

Sec. 34-221.   False statements.

 

* Referred to the Committee on Finance on March 20, 2007.

 

Commissioner Suffredin, seconded by Commissioner Silvestri, moved to accept the Substitute Ordinance Amendment for Communication Number 285682.  The motion carried.

 

SUBSTITUTE ORDINANCE AMENDMENT FOR COMMUNICATION NUMBER 285682

 

Submitting a Proposed Substitute Ordinance Amendment sponsored by

 

TODD H. STROGER, President, Cook County Board of Commissioners

 

Co-Sponsored by

 

WILLIAM M. BEAVERS, JOHN P. DALEY, LARRY SUFFREDIN, JERRY BUTLER, FORREST CLAYPOOL, EARLEAN COLLINS, ELIZABETH “LIZ” DOODY GORMAN, GREGG GOSLIN, JOAN PATRICIA MURPHY, ANTHONY J. PERAICA, MIKE QUIGLEY, TIMOTHY O. SCHNEIDER, PETER N. SILVESTRI, DEBORAH SIMS AND ROBERT B. STEELE, County Commissioners

 

PROPOSED SUBSTITUTE ORDINANCE AMENDMENT

 

BE IT ORDAINED, by the Cook County Board of Commissioners that Chapter 34, Article IV, Division 1, Sections 34-121 through 34-133; Division 2, Sections 34-151 through 34-156; Division 3, Sections 34-181 through 34-185; and Division 4, Sections 34-211 through 34-221, of the Cook County Code is hereby amended as follows:

 

ARTICLE IV.   PROCUREMENT AND CONTRACTS

 

DIVISION 1.    GENERALLY

 

Sec. 34-121.   No delegation of power to act for expenditure exceeding $25,000.00.

 

                        The County Board shall have no power or authority to delegate to any committee or other person or persons the "power to act," when such "power to act" shall involve the letting of any contract or the expenditure of public money exceeding the sum of $25,000.00 except in the following instances: the payment of public utility bills and the payment of rent, pursuant to the provisions of a lease previously approved by the County Board.  Any action of the Board, or of any committee thereof, or of any other person or persons in violation of this section shall be null and void.  No money shall be appropriated or ordered paid by the County Board, beyond the sum of $25,000.00 unless such appropriation shall have been authorized by a vote of the majority of the members elected to the County Board.  No officer of the County, or other person shall incur any indebtedness on behalf of the County, unless first authorized by the County Board.

 

Sec. 34-121.   Contracts for supplies, material and work.

 

                        All contracts for supplies, materials and equipment and contractual services for the County of Cook shall be let as provided in this Article IV.  All contracts for supplies, materials and equipment and contractual services for Cook County including the separately elected Officials which involve an expenditure of more than $25,000 shall be approved by the Board of Commissioners and signed by the President of the Board, the County Purchasing Agent and the Comptroller.  All contracts for supplies, materials, and equipment and contractual service for Cook County including the separately elected Officials which involve an expenditure of less than $25,000.00 shall be approved by the Purchasing Agent.  Supplies shall be issued only on the requisition of the responsible officers of the County institutions now or hereafter established by law, approved by the County Purchasing Agent.

Sec. 34-122.   Contracts for a period exceeding one year.

 

(a)       Notwithstanding the provisions of 55 ILCS 5/6-24008 (limitations on Cook County appropriations), the Purchasing Agent of the County, subject to the approval of the Board of Commissioners of the County, is hereby empowered and authorized to enter into contracts for the purchase of goods and services for a period to exceed one year or more.

 

(b)       Notwithstanding the provisions of 55 ILCS 5/6-24008 (limitations on Cook County appropriations), any such contract approved by the County Board and entered into by the County which is in excess of one year or more, shall be a valid and binding obligation of the County.

 

Sec. 34-122.   County Purchasing Agent.

 

                  There shall be a County Purchasing Agent for the County of Cook who shall be appointed by the President by and with the consent of the Board of Commissioners.  He or she shall hold office for one year and until his/her successor is appointed.  No person shall be appointed County Purchasing Agent unless he/she has had at least three years experience in an executive capacity in the purchasing office of a private or public corporation whose purchases are reasonably comparable in size to those of the County of Cook.  His or her salary shall be fixed by the Board of Commissioners.  He/she shall give a bond for the due performance of his/her duties in an amount to be prescribed by the Board of Commissioners.

 

Sec. 34-123.   Living wage.

 

(a)               Unless expressly waived by the County Board, not less than a living wage shall be paid to each employee of any employer that is awarded either (1) a contract or subcontract with the County, or (2) a property tax incentive for owner-occupied property.

 

(b)               The following words, terms and phrases, when used in this section, shall have the meanings ascribed to them in this subsection, except where the context clearly indicates a different meaning:

 

Assessor means the Assessor of Cook County.

 

Board means the Board of Commissioners of Cook County.

 

Chief Financial Officer or “CFO” means the Chief Financial Officer of Cook County.

 

Commission means the Cook County Commission on Human Rights.

 

Contract means any written agreement whereby the County is committed to expend or does expend funds in connection with any contract or subcontract which requires in the performance thereof the employment of any number of full-time non-county employees, including, but not limited to, the following classifications: cashier, clerical, custodial, day laborer, elevator operator, home and health care, laundry, leased employee, parking attendant, and security guard.  The term "contract" shall not include contracts with not-for-profit organizations, community development block grants, President's Office of Employment Training, Sheriff's Work Alternative Program, or Department of Correction inmates.

 

Employee means any individual permitted to work on a full-time basis by an employer in an occupation pursuant either to work performed under a specific county contract or to work performed on the specific property for which the employer receives a property tax incentive.  The term “employee” does not include an individual who is the employer’s parent, spouse or child or other members of the employer’s immediate family.  This definition of employee may be further defined by the Cook County Bureau of Human Resources.

 

Employer means any person or business entity that employs one or more full-time employees, excluding the parent, spouse, child or other members of the employer’s immediate family.  Employer does not include not-for-profit organizations.

 

Living wage means a wage of no less than $9.43 per hour if employee health benefits are provided, or $11.78 per hour without health benefits.  The employee health benefit contribution shall not exceed 25 percent of the health insurance premium.  As of January 1, 2006, and each January 1 thereafter, the CFO shall adjust the living wage using the most recent federal poverty guidelines for a family of four as published annually by the United States Department of Health and Human Services, to constitute the following:  there will be an annual adjustment calculated as 100 percent of the federal poverty line for a family of four (as defined by the U.S. Department of Health and Human Services) with health benefits and 125 percent of the federal poverty line for a family of four without health benefits.

 

Not-for-profit organization means a corporation having tax exempt status under Section 501(c)(3) of the United States Internal Revenue Code and recognized under State not-for-profit law.

 

Property tax incentive means a reduction in the assessment level as set forth in Chapter 74, Article II, Division 2 of this Code for owner-occupied Class 6b industrial property, Class 8 industrial property, or Class 9 multifamily residential property.  For the purpose of this Ordinance, “property tax incentive” shall not include a Class 9 designation granted to supportive living facilities, which establish an alternative to nursing home care for low income older persons and persons with disabilities under Medicaid and which are certified by the State Department of Public Aid pursuant to Chapter 74, Article II, Division 2 of this Code, the County Real Property Assessment Classification Ordinance.

 

Purchasing Agent means the Purchasing Agent of Cook County.

 

Wage means compensation due to an employee by reason of his employment, including allowances for gratuities and for meals and lodging that are furnished by the employer and actually used by the employee.  This definition of wage may be further defined by the Cook County Bureau of Human Resources.

 

(c)         Every contract shall contain a provision or provisions stipulating that the contractor and all subcontractors are currently paying their employees a living wage and obligating the contractor and all subcontractors to pay their employees not less than the living wage throughout the duration of the contract.

 

(d)         Every employer that receives or renews a property tax incentive shall provide an affidavit to the Assessor stipulating that such employer is currently paying the living wage to its employees as required by this Ordinance.

 

(e)         The Purchasing Agent shall require as part of the bidding and sole source procedure that any covered contractor provide certification of its compliance with this section.

 

(f)           Any contract that violates the provisions contained in this section shall be subject to cancellation by the Board.

 

(g)         The CFO shall annually notify all employers required to pay the living wage of the annual living wage adjustment.  Within 30 days of said notification, such employers shall submit an affidavit to the CFO stating that (1) they paid the living wage during the previous calendar year, and that (2) they are currently paying the living wage as adjusted by the CFO.  If an employer fails to timely submit such an affidavit, the CFO shall (1) notify the Assessor to revoke any property tax incentive the employer may have received, or (2) notify the Purchasing Agent to cancel, subject to Board approval, any contract the employer may have with Cook County.

 

(h)         The Assessor shall provide annual written notification to the CFO of all employers receiving property tax incentives including the employer’s name, mailing, and email address.

 

(i)            Every employer shall notify its employees of the living wage requirement at the time of hire and shall notify all of its employees annually of the adjustment to the living wage.  If any employee contends that his employer is not paying a living wage as required by this Ordinance, that employee may file a complaint with the Commission.  The Commission shall issue rules and regulations necessary to implement its investigatory powers.  If at the conclusion of the Commission’s investigation, the Commission finds that the employer is not paying a living wage as required by this Ordinance, it shall (1) notify the Assessor to revoke any property tax incentive the employer may have received, or (2) notify the Purchasing Agent to cancel, subject to Board approval, any contract the employer may have with Cook County.

 

(j)      At such time any disqualified employer achieves compliance with the living wage as required by this Ordinance, the employer may notify the CFO.  The CFO shall notify the Assessor or the Purchasing Agent that the employer is eligible for reinstatement of either the property tax incentive or a contract, subject to Board approval.

 

(k)     If any one or more of the provisions of this Ordinance is declared unconstitutional or the application thereof is held invalid, the validity of the remainder of this Ordinance and the application of such provisions to other persons and circumstances shall not be affected thereby.

 

Sec. 34-123.   Powers and duties of Purchasing Agent.

 

            The County Purchasing Agent shall, subject to the control and supervision of the President and Board of Commissioners, (a) purchase or contract for all supplies, materials and equipment, and contractual services required by any office, department, institution or agency of the county government subject to the provisions, restrictions and limitations of this Division, including the ability to contract with other governmental agencies for goods, supplies and services; (b) establish and enforce standard and non-standard specifications established in accordance with this Division which shall apply to all supplies, materials and equipment purchased for the use of any office, department, institution or agency of the county government; (c) transfer to or between the various offices, departments, institutions or agencies of the county government and trade in and sell supplies, materials and equipment which are surplus, obsolete or unusable; (d) have charge of such other purchasing activities as the Board of Commissioners may assign from time to time; (e) distribute or cause to be distributed to the various offices, departments, institutions or agencies of the county government all supplies, materials and equipment purchased by the Office of the Purchasing Agent; (f) require all vendors to submit a notarized certification or affidavit of their compliance with all requirements imposed by this Division on forms promulgated by the Purchasing Agent, which shall include, but shall not be limited to: an affirmation that the vendor is a registered business in good standing with the State of Illinois and, in the case of a contractor operating under an assumed name, with the County Clerk, and an affirmation with respect to Section 34-131 of this Ordinance (Child Support), Section 34-130 of this Ordinance (Taxes and Fees) and Chapter 2, Article VII of the County Code (Ethics) including Section 2-574 (Receiving and soliciting gifts and favors) and Section 2-585 (Limitations of Contributions to candidates and elected officials) and an economic disclosure statement disclosing all persons or entities who have made lobbying contacts on behalf of the vendor with respect to the contract; (g) except as otherwise expressly provided by law, no supplies, materials or equipment or contractual services shall be purchased or contracted for by any Elected Official, department, institution or agency of the County, or by any officer or employee thereof, but all such supplies, materials, equipment or contractual services shall be purchased or contracted for by such county Purchasing Agent in accordance with this Division.

Sec. 34-124.   Prevailing wage.

 

(a)       To the extent and as required by the Prevailing Wage Act (820 ILCS 130/0.01 et seq.), the general prevailing rate of wages in this locality for laborers, mechanics and other workers engaged in the construction of public works coming under the jurisdiction of this County is hereby ascertained to be the same as the prevailing rate of wages for construction work in the Cook County area as determined by the Department of Labor of the State of Illinois, a copy of that determination being submitted hereto and incorporated herein by reference.  As required by said Act, any and all revisions of the prevailing rate of wages by the Department of Labor of the State of Illinois shall supersede the Department's June determination and apply to any and all public works construction undertaken by the County of Cook.  The definition of any terms appearing in this section which are also used in aforesaid Act shall be the same as in said Act.

 

(b)       Nothing herein contained shall be construed to apply said general prevailing rate of wages as herein ascertained to any work or employment except public works construction of this County to the extent required by the aforesaid Act.

 

(c)       The Bureau of Human Resources shall publicly post or keep available for inspection by any interested party in the main office of this Bureau of Human Resources (County) this determination or any revisions of such prevailing rate of wage.  A copy of this determination or of the current revised determination of prevailing rate of wages then in effect shall be attached to all contract specifications.

 

(d)       The Clerk shall mail a copy of this determination to any employer, and to any association of employers and to any person or association of employees who have filed their names and addresses, requesting copies of any determination stating the particular rates and the particular class of workers whose wages will be affected by such rates.

 

(e)       The Bureau of Human Resources shall promptly file a certified copy of the ordinance from which this section is derived with both the Secretary of State Index Division and the Department of Labor of the State of Illinois.

 

(f)        The Bureau of Human Resources shall cause to be published in a newspaper of general circulation within the area a copy of the ordinance from which this section is derived, and such publication shall constitute notice that the determination is effective and that this is the determination of this public body.

 

(g)       The Purchasing Agent of Cook County shall specify in the call for bids in any contract for public works that the general prevailing rate of wages in the locality for each craft or type of laborer or mechanic needed to execute the contract to perform such work, also the general prevailing rate for legal holiday and overtime work as ascertained by the Bureau of Human Resources, shall be paid for each craft or type of work needed to execute the contract or to perform such work.  The Purchasing Agent in awarding the contract shall cause to be inserted in the contract a stipulation to the effect that not less than the prevailing rate of wages, as found by the Bureau of Human Resources, shall be paid to all laborers, workers and mechanics performing work under the contract, and the Purchasing Agent shall also require in all such contractor's bonds that the contract include such provision as will guarantee the faithful performance of such prevailing wage clause as provided by the contract.

 

(h)       In the case of any underpayment of the prevailing wage, a penalty of 20 percent of the underpayment shall be assessed against the contractor or subcontractor; and the 20 percent penalty shall be payable to the Illinois Department of Labor.  Any underpayment that has not been repaid to a worker within 30 days of violation is subject to an additional two percent of the underpayment as a punitive damage assessment.  This is payable to the worker.

 

(i)         There is an automatic two-year debarment of any contractor or subcontractor found to have violated the Act on two separate occasions.  An affected contractor or subcontractor may request the Department to hold a hearing on the alleged violations within ten days notification of the second violation.

 

Sec. 34-124.   Rules, regulations and electronic procurement.

 

                        The County Purchasing Agent, shall adopt, promulgate, and from time to time amend the rules and regulations for the proper conduct of his/her office.  The County Purchasing Agent shall implement a method of electronic procurement for the County’s purchasing functions, including instituting the ability to provide for electronic signatures.  The Purchasing Agent is hereby authorized to adopt appropriate forms and procedures for County electronic procurement.

 

Sec. 34-125.   Disqualification for tax and fee delinquency.

 

(a)       No person or business entity (partnership or corporation) shall be awarded a contract for goods or services with the County that is delinquent in the payment of any tax (including real estate tax) or fee administered by the County.

 

(b)       No person or business entity will be prohibited from entering into a contract with the County if the individual or entity is contesting liability for the amount of the debt in a pending administrative or judicial proceeding, and shows proof of the contest; or has entered into an agreement with the County for the payment of all debts owed to the County and verifies compliance with the agreement; or should the Purchasing Agent and the head of the requisitioning department, if applicable, or other appropriate department head, certify in writing to the County Board that it is in the interest of the public health, safety, or welfare of the County to enter into such contract and that the County is unable to secure a contract that is comparable in terms of price, quality, or quantity.

 

(c)       Every County contract shall contain a provision that entitles the County to set off a portion of the contract price equal to the amount of the fines and penalties for each tax or fee delinquency and any debt owed by the contracting party to the County.

 

(d)       Before awarding a contract for goods or services, the County agency shall obtain a statement under oath from the person or business entity that none of the taxes or fees contested, or other taxes or fees, are delinquent.  The statement shall conform in substance to the following form:

 

VERIFICATION OF PAYMENT OF COOK COUNTY

 

TAXES AND FEES

 

(Name of Person or Entity) is (are) not (an) owner(s) or a party responsible for the payment of any tax or fee in Cook County for which such tax or fee is delinquent. (If applicable) (Name of Person or Entity) represents the following is a complete list of real estate owned by (person or entity) in Cook County: (list by index number).

 

(e)       The effect of any person or entity making a false statement under oath shall be to entitle the County to set off a portion of the contract price equal to the amount of the tax or fee delinquency.  In addition, a 25-percent penalty on the amount of the tax or fee delinquency shall be imposed.  Making a false statement under oath regarding delinquency shall be a misdemeanor, punishable by a fine of $100.00.

 

(f)        If during the existence of any contract for goods or services between the County and any person or business entity, such person or entity shall become delinquent for nonpayment of taxes or fees administered by the County, the County shall be entitled to set off a portion of the contract price equal to the amount of the tax and fee delinquency, and impose a 25 percent penalty on the amount of the delinquent tax or fee.

 

(g)       No person or entity will have a set off, penalty or fine imposed except after a hearing. Such person or entity shall be given five days written notice of the hearing affording an opportunity to appear and defend.  The hearing shall be held before a representative of the County appointed by the County Board who shall report findings to the County Board. The County Board shall have the right to authorize the examination of the books and records of any person or entity upon whom notice of a hearing has been served.

 

(h)       If the County Board shall determine after such hearing that a set off, penalty or fine should be imposed, within 15 days the Board shall state the reason or reasons for such determination in a written order and shall serve a copy of such order upon the person or business entity.

 

(i)         Whenever it shall appear from the books and records kept by the responsible County agency that any person or entity holding any contract with the County has failed to pay any taxes or fees, the responsible County agency shall report the fact to the County Board, and the Board may impose a set off, penalty or fine.

 

(j)         This section applies to all contracts for goods or services, including personal services; contracts which are awarded on the basis of the bidding process described in this article; contracts which are not bid; contracts which are awarded on the basis of Division 6 of this article; contracts which originate under the authority of the County Purchasing Agent, and contracts which originate from any other office or division of the County.

 

(k)        For the purposes of this section, "taxes or fees administered by the County " shall mean any and all taxes or fees which are imposed or collected by or on behalf of the County, its officials, agencies, boards, commissions or departments, including but not limited to taxes levied on real estate, excise taxes levied by or on behalf of the County, fees and charges imposed by ordinance or by law which are payable to an officer, agency, board, commission or department of the County for any filing, recordation, permit, license, inspection, service including medical services or for any other purpose.  Taxes and fees shall be construed to include any and all interest and penalties authorized or imposed by law or by ordinance for late payment or for nonpayment of taxes or fees.

 

(l)         Taxes or fees shall be considered delinquent if a claim, notice or demand for payment has been made for such taxes or fees by or on behalf of the County, its officers, agencies, boards, commissions or departments without timely payment, except in those cases where authorized procedures for protesting or contesting such taxes or fees have been timely and properly initiated and where such protest or contest remains pending.

 

Sec. 34-125.   No delegation of power to act for expenditure exceeding $25,000.00.

                        The County Board shall have no power or authority to delegate to any committee or other person or persons the "power to act," when such "power to act" shall involve the letting of any contract or the expenditure of public money exceeding the sum of $25,000.00 except in the following instances: the payment of public utility bills and the payment of rent, pursuant to the provisions of a lease previously approved by the County Board, payment of insurance premiums, agreements and other documents necessary to carry out grant-funded projects or other board authorized transactions.  Any action of the Board, or of any committee thereof, or of any other person or persons in violation of this section shall be null and void.  No money shall be appropriated or ordered paid by the County Board, beyond the sum of $25,000.00 unless such appropriation shall have been authorized by a vote of the majority of the members elected to the County Board.  No officer of the County, or other person shall incur any indebtedness on behalf of the County in the amount over $25,000.00, unless first authorized by the County Board.  The Purchasing Agent shall have the authority to approve purchase requisitions in an amount not exceeding $25,000.00 without Board approval.

 

Sec. 34-126.   Contracts with businesses in Northern Ireland (MacBride Principles).

 

(a)       Purpose.  The Board of Commissioners desires to promote the fair and equitable treatment of religious minorities in Northern Ireland and to promote a better working environment for all citizens therein.  The MacBride Principles have become a generally-accepted standard for nondiscriminatory behavior of companies doing business in Northern Ireland.  Legislation similar to this section has been enacted in the State of Illinois and the City of Chicago.

 

(b)       Adherence to MacBride Principles for contractors with Cook County.  All County contracts let by a competitive bid process as set forth in the Illinois Counties Code shall include the following language:

 

"If the primary contractor currently conducts any business operations in Northern Ireland, or will conduct business during the projected duration of a County contract, it is hereby required that the contractor shall make all reasonable and good faith efforts to conduct any such business operations in Northern Ireland in accordance with the MacBride Principles for Northern Ireland as defined in Illinois Public Act 85-1390."

 

(c)       Penalty.  For those contractors which refuse to include the above-quoted provisions in their bid contracts, the County shall assess an eight percent penalty to the contract bid.  This penalty shall thereby increase an offending contractor's bid price for the purpose of canvassing the bids in order to determine who is to be the lowest responsible bidder.  This penalty shall not affect the amount of any contract payment.

 

(d)       Exemption.  The provisions of this section shall not apply to contracts for which the County receives funds administered by the United States government, except to the extent that Congress has directed that funds shall not be withheld from states and localities that choose to implement selective purchasing policies based on agreement to comply with the MacBride Principles for Northern Ireland, or to the extent that such funds are not otherwise withheld by the Federal government.

 

Sec. 34-126.   Contracts for a period exceeding one year.

 

(a)       Notwithstanding the provisions of 55 ILCS 5/6-24008 (limitations on Cook County appropriations), the Purchasing Agent of the County, subject to the approval of the Board of Commissioners of the County, is hereby empowered and authorized to enter into contracts for the purchase of goods and services for a period to exceed one year or more.

 

(b)       Notwithstanding the provisions of 55 ILCS 5/6-24008 (limitations on Cook County appropriations), any such contract approved by the County Board and entered into by the County which is in excess of one year or more, shall be a valid and binding obligation of the County.

 

(c)       The Purchasing Agent shall have authority to enter into contracts for a period authorized by the Board, and may establish the commencement and expiration dates of any contract as necessary to permit the contract to commence upon the date of execution of the contract unless another date is specified in the contract documents.  The Purchasing Agent may approve amendments to the contract provided that such amendment does not increase the amount of the contract by more than one-thousand dollars ($1,000) or extend the contract by more than thirty (30) days.

 

Sec. 34-127.   Sale or purchase of real estate.

 

(a)       No surplus real estate owned by the County shall be sold or exchanged or otherwise disposed of unless two written independent fee appraisal reports have first been obtained and presented to the County Board and the proposed sale or exchange has been presented to the Committee on Finance Real Estate Subcommittee of the County Board.  At least one of such appraisals shall be an M.A.I. appraisal.  The grantee may be required to pay the cost of such appraisals as a condition of conveyance of the real estate proposed to be sold or exchanged or otherwise disposed of.

 

(b)       Unless the purchase price is $50,000.00 or less, no real estate shall be purchased by the County unless two written independent fee appraisal reports have first been obtained and presented to the County Board and the proposed purchase has been presented to the Committee on Finance Real Estate Subcommittee of the County Board.  At least one of such appraisals shall be an M.A.I. appraisal.

 

Sec. 34-127.   Living wage.

 

      (a)        Unless expressly waived by the County Board, not less than a living wage shall be paid to each employee of any employer that is awarded either (1) a contract or subcontract with the County, or (2) a property tax incentive for owner-occupied property.

 

      (b)        The following words, terms and phrases, when used in this section, shall have the meanings ascribed to them in this subsection, except where the context clearly indicates a different meaning:

 

Assessor means the Assessor of Cook County.

 

Board means the Board of Commissioners of Cook County.

 

Chief Financial Officer or “CFO” means the Chief Financial Officer of Cook County.

 

Commission means the Cook County Commission on Human Rights.

 

Contract means any written agreement whereby the County is committed to expend or does expend funds in connection with any contract or subcontract which requires in the performance thereof the employment of any number of full-time non-county employees, including, but not limited to, the following classifications: cashier, clerical, custodial, day laborer, elevator operator, home and health care, laundry, leased employee, parking attendant, and security guard.  The term "contract" shall not include contracts with not-for-profit organizations, community development block grants, President's Office of Employment Training, Sheriff's Work Alternative Program, or Department of Correction inmates.

 

Employee means any individual permitted to work on a full-time basis by an employer in an occupation pursuant either to work performed under a specific county contract or to work performed on the specific property for which the employer receives a property tax incentive.  The term “employee” does not include an individual who is the employer’s parent, spouse or child or other members of the employer’s immediate family.  This definition of employee may be further defined by the Cook County Bureau of Human Resources.

 

Employer means any person or business entity that employs one or more full-time employees, excluding the parent, spouse, child or other members of the employer’s immediate family.  Employer does not include not-for-profit organizations.

 

Living wage means a wage of no less than $9.43 per hour if employee health benefits are provided, or $11.78 per hour without health benefits.  The employee health benefit contribution shall not exceed 25 percent of the health insurance premium.  As of January 1, 2006, and each January 1 thereafter, the CFO shall adjust the living wage using the most recent federal poverty guidelines for a family of four as published annually by the United States Department of Health and Human Services, to constitute the following:  there will be an annual adjustment calculated as 100 percent of the federal poverty line for a family of four (as defined by the U.S. Department of Health and Human Services) with health benefits and 125 percent of the federal poverty line for a family of four without health benefits.

 

Not-for-profit organization means a corporation having tax exempt status under Section 501(c)(3) of the United States Internal Revenue Code and recognized under State not-for-profit law.

 

Property tax incentive means a reduction in the assessment level as set forth in Chapter 74, Article II, Division 2 of this Code for owner-occupied Class 6b industrial property, Class 8 industrial property, or Class 9 multifamily residential property.  For the purpose of this Ordinance, “property tax incentive” shall not include a Class 9 designation granted to supportive living facilities, which establish an alternative to nursing home care for low income older persons and persons with disabilities under Medicaid and which are certified by the State Department of Public Aid pursuant to Chapter 74, Article II, Division 2 of this Code, the County Real Property Assessment Classification Ordinance.

 

Purchasing Agent means the Purchasing Agent of Cook County.

 

Wage means compensation due to an employee by reason of his employment, including allowances for gratuities and for meals and lodging that are furnished by the employer and actually used by the employee.  This definition of wage may be further defined by the Cook County Bureau of Human Resources.

 

(c)        Every contract shall contain a provision or provisions stipulating that the contractor and all subcontractors are currently paying their employees a living wage and obligating the contractor and all subcontractors to pay their employees not less than the living wage throughout the duration of the contract.

 

(d)        Every employer that receives or renews a property tax incentive shall provide an affidavit to the Assessor stipulating that such employer is currently paying the living wage to its employees as required by this Ordinance.

 

(e)        The Purchasing Agent shall require as part of the bidding and sole source procedure that any covered contractor provide certification of its compliance with this section.

 

(f)         Any contract that violates the provisions contained in this section shall be subject to cancellation by the Board.

 

(g)        The CFO shall annually notify all employers required to pay the living wage of the annual living wage adjustment.  Within 30 days of said notification, such employers shall submit an affidavit to the CFO stating that (1) they paid the living wage during the previous calendar year, and that (2) they are currently paying the living wage as adjusted by the CFO.  If an employer fails to timely submit such an affidavit, the CFO shall (1) notify the Assessor to revoke any property tax incentive the employer may have received, or (2) notify the Purchasing Agent to cancel, subject to Board approval, any contract the employer may have with Cook County.

 

(h)        The Assessor shall provide annual written notification to the CFO of all employers receiving property tax incentives including the employer’s name, mailing, and email address.

 

(i)         Every employer shall notify its employees of the living wage requirement at the time of hire and shall notify all of its employees annually of the adjustment to the living wage.  If any employee contends that his employer is not paying a living wage as required by this Ordinance, that employee may file a complaint with the Commission.  The Commission shall issue rules and regulations necessary to implement its investigatory powers.  If at the conclusion of the Commission’s investigation, the Commission finds that the employer is not paying a living wage as required by this Ordinance, it shall (1) notify the Assessor to revoke any property tax incentive the employer may have received, or (2) notify the Purchasing Agent to cancel, subject to Board approval, any contract the employer may have with Cook County.

 

(j)         At such time any disqualified employer achieves compliance with the living wage as required by this Ordinance, the employer may notify the CFO.  The CFO shall notify the Assessor or the Purchasing Agent that the employer is eligible for reinstatement of either the property tax incentive or a contract, subject to Board approval.

 

(k)        If any one or more of the provisions of this Ordinance is declared unconstitutional or the application thereof is held invalid, the validity of the remainder of this Ordinance and the application of such provisions to other persons and circumstances shall not be affected thereby.

 


Sec. 34-128.   Prevailing wage.

 

(a)       To the extent and as required by the Prevailing Wage Act (820 ILCS 130/0.01 et seq.), the general prevailing rate of wages in this locality for laborers, mechanics and other workers engaged in the construction of public works coming under the jurisdiction of this County is hereby ascertained to be the same as the prevailing rate of wages for construction work in the Cook County area as determined by the Department of Labor of the State of Illinois, a copy of that determination being submitted hereto and incorporated herein by reference.  As required by said Act, any and all revisions of the prevailing rate of wages by the Department of Labor of the State of Illinois shall supersede the Department's June determination and apply to any and all public works construction undertaken by the County of Cook.  The definition of any terms appearing in this section which are also used in aforesaid Act shall be the same as in said Act.

 

(b)       Nothing herein contained shall be construed to apply said general prevailing rate of wages as herein ascertained to any work or employment except public works construction of this County to the extent required by the aforesaid Act.

 

(c)       The Bureau of Human Resources shall publicly post or keep available for inspection by any interested party in the main office of this Bureau of Human Resources (County) this determination or any revisions of such prevailing rate of wage.  A copy of this determination or of the current revised determination of prevailing rate of wages then in effect shall be attached to all contract specifications.

 

(d)       The Clerk shall mail a copy of this determination to any employer, and to any association of employers and to any person or association of employees who have filed their names and addresses, requesting copies of any determination stating the particular rates and the particular class of workers whose wages will be affected by such rates.

 

(e)       The Bureau of Human Resources shall promptly file a certified copy of the ordinance from which this section is derived with both the Secretary of State Index Division and the Department of Labor of the State of Illinois.

 

(f)        The Bureau of Human Resources shall cause to be published in a newspaper of general circulation within the area a copy of the ordinance from which this section is derived, and such publication shall constitute notice that the determination is effective and that this is the determination of this public body.

 

(g)       The Purchasing Agent of Cook County shall specify in the call for bids in any contract for public works that the general prevailing rate of wages in the locality for each craft or type of laborer or mechanic needed to execute the contract to perform such work, also the general prevailing rate for legal holiday and overtime work as ascertained by the Bureau of Human Resources, shall be paid for each craft or type of work needed to execute the contract or to perform such work.  The Purchasing Agent in awarding the contract shall cause to be inserted in the contract a stipulation to the effect that not less than the prevailing rate of wages, as found by the Bureau of Human Resources, shall be paid to all laborers, workers and mechanics performing work under the contract, and the Purchasing Agent shall also require in all such contractor's bonds that the contract include such provision as will guarantee the faithful performance of such prevailing wage clause as provided by the contract.

 

(h)       In accordance with 820 ILCS 130/0.01 et seq., in the case of any underpayment of the prevailing wage determined by the Illinois Department of Labor, a penalty of 20 percent of the underpayment shall be assessed against the contractor or subcontractor by the Department of Labor; and the 20 percent penalty shall be payable to the Illinois Department of Labor.  Any underpayment that has not been repaid to a worker within 30 days of violation is subject to an additional two percent of the underpayment as a punitive damage assessment payable to the worker.

 

(i)         In accordance with 820 ILCS 130/0.01 et seq. there is an automatic two-year debarment of any contractor or subcontractor found to have violated the Illinois Prevailing Wage Act on two separate occasions.  An affected contractor or subcontractor may request the Illinois Department of Labor to hold a hearing on the alleged violations within ten days notification of the second violation.  Any contractor or subcontractor subject to the two-year debarment by the Illinois Department of Labor shall be disqualified from future contracts with the County for the period of said debarment.

 

Sec. 34-129.         Disqualification for tax and fee delinquency.

 

(a)       No person or business entity (partnership or corporation) shall be authorized to enter into negotiations for a contract or awarded a contract for goods or services with the County that is delinquent in the payment of any tax (including real estate tax) or fee administered by the County, a local municipality, or the Illinois Department of Revenue.

 

(b)       Prior to initiating negotiations for any contract for goods or services, the Purchasing Agent shall obtain an economic disclosure statement which includes an attestation under oath from the person or business entity that none of the taxes or fees contested, or other taxes or fees, are delinquent.  The statement shall conform in substance to the following form:

 

            VERIFICATION OF PAYMENT OF ALL TAXES AND FEES

 

(Name of Person or Entity) is (are) not (an) owner(s) or a party responsible for the payment of any tax or fee administered by a Cook County, by a local municipality, or by the Illinois Department of Revenue, for which such tax or fee is delinquent. (If applicable) (Name of Person or Entity) represents the following is a complete list of real estate owned by (person or entity) in Cook County:  (list by index number).

 

(c)       No person or business entity will be prohibited from entering into a contract with the County if the individual or entity is contesting liability for the amount of the debt in a pending administrative or judicial proceeding, and shows proof of the contest; or has entered into an agreement with the County, municipality, or Illinois Department of Revenue, for the payment of all debts owed and verifies compliance with the agreement; or should the Purchasing Agent and the head of the requisitioning department, if applicable, or other appropriate department head, certify in writing to the County Board that it is in the interest of the public health, safety, or welfare of the County to enter into such contract and that the County is unable to secure a contract that is comparable in terms of price, quality, or quantity.

 

Sec. 34-130.   Penalties for Failure to Pay Cook County Taxes and Fees.

 

(a)       Every County contract shall contain a provision that entitles the County to set off a portion of the contract price equal to the amount of the fines and penalties including interest for each tax or fee delinquency and any debt owed by the contracting party to the County.

(b)       The effect of any person or entity making a false statement under oath as to the existence of any delinquency in taxes or fees shall be to increase the set off provided for in subsection (a) above by 50 percent, as a penalty for such false statement.  In addition to such set off and penalty, making a false statement under oath regarding delinquency shall be a misdemeanor, punishable by a fine of $500.00.

 

(c)       If during the existence of any contract for goods or services between the County and any person or business entity, such person or entity shall become delinquent for nonpayment of taxes or fees administered by the County, the County shall be entitled to set off a portion of the contract price equal to the amount of the tax and fee delinquency, and impose a 50 percent penalty on the amount of the delinquent tax or fee.

 

(d)       No set off, penalty or fine will be imposed on any person or entity except after a hearing.  Such person or entity shall be given five days written notice of the hearing affording an opportunity to appear and defend.  The hearing shall be held before a representative of the County appointed by the County Board who shall report findings to the County Board.  The County Board shall have the right to authorize the examination of the books and records of any person or entity upon whom notice of a hearing has been served, such examination to be made by the responsible County agency directed by the County Board or Purchasing Agent.

 

(e)       If the County Board shall determine after such hearing that a set off, penalty or fine should be imposed, within 15 days the Board shall state the reason or reasons for such determination in a written order and shall serve a copy of such order upon the person or business entity.

 

(f)        Whenever it shall appear from the books and records kept by the responsible County agency that any person or entity holding any contract with the County has failed to pay any taxes or fees, the responsible County agency shall report the fact to the County Board, and the Board may impose a set off, penalty or fine.

 

(g)       This section applies to all contracts for goods or services, including personal services; contracts which are awarded on the basis of the bidding process described in this article; contracts which are not bid; contracts which are awarded on the basis of Division 6 of this article; contracts which originate under the authority of the County Purchasing Agent, and contracts which originate from any other office or division of the County.

 

(h)       For the purposes of this section, "taxes or fees administered by the County " shall mean any and all taxes or fees which are imposed or collected by or on behalf of the County, its officials, agencies, boards, commissions or departments, including but not limited to taxes levied on real estate, excise taxes levied by or on behalf of the County, fees and charges imposed by ordinance or by law which are payable to an officer, agency, board, commission or department of the County for any filing, recordation, permit, license, inspection, service including medical services or for any other purpose.  Taxes and fees shall be construed to include any and all interest and penalties authorized or imposed by law or by ordinance for late payment or for nonpayment of taxes or fees.

 

(i)         Taxes or fees shall be considered delinquent if a claim, notice or demand for payment has been made for such taxes or fees by or on behalf of the County, its officers, agencies, boards, commissions or departments without timely payment, except in those cases where authorized procedures for protesting or contesting such taxes or fees have been timely and properly initiated and where such protest or contest remains pending.

 


Sec. 34-131.   Disqualification for Non-Compliance with child support orders.

 

(a)       For purposes of this section, the following words and phrases shall have the following meanings:

 

            “Court ordered child support arrearage” means that the Circuit Court of Cook County has issued an order declaring the respondent in arrearage on his or her child support obligations in a specific amount as of the date of that order or, that another Illinois court of competent jurisdiction has issued such an order.

 

            “Child support withholding notice” means any income withholding notice which pursuant to the applicable governing law, directs the payor (i) to withhold a dollar amount equal to the order of child support, and/or (ii) to withhold a dollar amount equal to or towards paying off any unpaid child support obligations, and/or (iii) to enroll a child as a beneficiary of a health insurance plan and withhold or cause to be withheld any required premiums, and also includes any order issued by the Circuit Court of Cook County or another Illinois court of competent jurisdiction which similarly directs the payor.

 

(b)       No person or substantial owner as defined in Article V, Sec. 34-367 shall be authorized to enter into a contract or awarded a contract for supplies, materials, equipment or contractual services with the County if such person or substantial owner is delinquent in the payment of a court-ordered child support arrearage.

 

(c)       Once a contract is awarded to a person or business entity (partnership or corporation) with a substantial owner subject to such an order, then after notice from the County of such noncompliance and a 30-day opportunity to cure, such delinquency shall be an event of default under the contract with the County.  The curing of any delinquency shall be evidenced by canceled checks paid to Obligee or the official clerk’s records that payments were received on behalf of Obligee.

 

(d)       The Purchasing Agent or its designee is hereby authorized to do the following:  (1) investigate the child support payment records of any contractor to determine court ordered support arrearages; (2) investigate all contractors’ compliance with child support withholding notices; (3) provide information on contractors to the appropriate County and State of Illinois entities, to the extent allowed by law; to assist those offices in the enforcement of child support obligations; (4) provide the names and business addresses of contractors to persons seeking to enforce court ordered child support arrearages and child support withholding notices, and their legal representatives, to the extent allowed by law, on the condition that such information be used solely for the purpose of assisting in child support enforcement; provided that the names and identifying information of persons seeking to enforce child support orders shall be deemed confidential; and (5) to promulgate regulations relating to the operation of this section.

 

Sec. 34-132.   Contracts with businesses in Northern Ireland (MacBride Principles).

 

(a)       Purpose.  The Board of Commissioners desires to promote the fair and equitable treatment of religious minorities in Northern Ireland and to promote a better working environment for all citizens therein.  The MacBride Principles have become a generally-accepted standard for nondiscriminatory behavior of companies doing business in Northern Ireland.  Legislation similar to this section has been enacted in the State of Illinois and the City of Chicago.

 

(b)       Adherence to MacBride Principles for contractors with Cook County.  All County contracts let by a competitive bid process as set forth in the Illinois Counties Code shall include the following language:

 

            "If the primary contractor currently conducts any business operations in Northern Ireland, or will conduct business during the projected duration of a County contract, it is hereby required that the contractor shall make all reasonable and good faith efforts to conduct any such business operations in Northern Ireland in accordance with the MacBride Principles for Northern Ireland as defined in Illinois Public Act 85-1390."

 

(c)       Penalty.  For those contractors which refuse to include the above-quoted provisions in their bid contracts, the County shall assess an eight percent penalty to the contract bid.  This penalty shall thereby increase an offending contractor's bid price for the purpose of canvassing the bids in order to determine who is to be the lowest responsible bidder.  This penalty shall not affect the amount of any contract payment.

 

(d)       Exemption.  The provisions of this section shall not apply to contracts for which the County receives funds administered by the United States government, except to the extent that Congress has directed that funds shall not be withheld from states and localities that choose to implement selective purchasing policies based on agreement to comply with the MacBride Principles for Northern Ireland, or to the extent that such funds are not otherwise withheld by the Federal government.

 

Sec. 34-133.   Sale or purchase of real estate.

 

(a)       Unless the sale price is $50,000.00 or less, no surplus real estate owned by the County shall be sold or exchanged or otherwise disposed of unless two written independent fee appraisal reports have first been obtained and presented to the County Board and the proposed sale or exchange has been presented to the Committee on Finance Real Estate and Business and Economic Development Subcommittee of the County Board.  At least one of such appraisals shall be performed by an M.A.I.-certified appraiser.  The grantee may be required to pay the cost of such appraisals as a condition of conveyance of the real estate proposed to be sold or exchanged or otherwise disposed of.

 

(b)               Unless the purchase price is $50,000.00 or less, no real estate shall be purchased by the County unless two written independent fee appraisal reports have first been obtained and presented to the County Board and the proposed purchase has been presented to the Committee on Finance Real Estate and Business and Economic Development Subcommittee of the County Board.  At least one of such appraisals shall be an M.A.I. appraisal.

 

(c)               If the sale or purchase price is $50,000.00 or less, only one appraisal shall be required, which appraisal shall be performed by an M.A.I.-certified appraiser or a State-certified general appraiser licensed by the State of Illinois and having expertise in appraising similar properties.

 

DIVISION 2.    CONTRACT PROCUREMENT

 

Sec. 34-151.   Competitive bidding.

 

(a)       Bids to conform to conditions in advertisements.

 

(1)    The County Board will not entertain or consider any bid:

 

a.    Received after the exact time for submission of bids specified in the advertisement for bids;

 

b.    Not accompanied by the required certified check, bid deposit, or bid bond; or

 

c.    Which in any other way fails to fully comply with the terms and conditions stated in the advertisement for bids.

 

(2)    No bid may be changed, amended, or supplemented in any way after the exact time for submission of bids specified in the advertisement for bids.  No certified check, bid deposit, or bid bond may be accepted after the exact time for submission of bids specified in the advertisement for bids.

 

(b)      Examination and tallying of bids.  All bids shall be opened and tallied at a time predetermined by the President, who shall appoint a member of the County Board to preside and witness the conduct of the reading and announcing in public of all bids before all who desire to attend.  The bids shall then be reported to the County Board at the next meeting after the opening thereof.

 

(c)       Right to reject bids reserved.  The County Board reserves the right to reject any and all bids.

 

(d)       Local business preference.

 

(1)        In this section the term "local business" means a person authorized to transact business in this State and having a bona fide establishment for transacting business located within the County at which it was actually transacting business on the date when any competitive solicitation for a public contract is first advertised or announced and further which employs the majority of its regular, full-time work force within the County, including a foreign corporation duly authorized to transact business in this State and which has a bona fide establishment for transacting business located within the County at which it was actually transacting business on the date when any competitive solicitation for a public contract is first advertised or announced and further which employs the majority of its regular, fulltime work force within the County.

 

(2)        The Purchasing Agent shall, in the purchase of all supplies, services and construction by competitive sealed bidding, accept the lowest bid price or lowest evaluated bid price from a responsive or responsible local business, provided that the bid does not exceed the lowest bid price or lowest evaluated bid price from a responsive and responsible nonlocal business by more than two percent.

 

(3)        The Purchasing Agent shall be responsible for the implementation and enforcement of this section.

 

Sec. 34-151.   Purchase Procedures and Competitive bidding.

 

                        The purchases of and contracts for supplies, materials, equipment and contractual services and all sales of personal property which has become obsolete or unusable shall be based on competitive sealed bids in accordance with this Sec. 34-151 and the additional procedures set forth in Sec. 34-153, or shall be based on competitive requests for proposals or requests for qualifications as provided in Section 34-152, unless designated as charitable donations pursuant to Sec. 153(f).  No purchases, orders, or contracts of $25,000 or more shall be made unless authorized by the County Board.  All sales of obsolete or unusable material, property, or equipment shall be made to the highest bidder, except as provided for in Subsection 34-153.

 

(a)               Purchases and Contracts for $25,000 or less.  Purchases and contracts for supplies, materials, equipment and contractual services and sales of personal property which has become obsolete or unusable and has a value of $25,000 or less, as estimated by the Purchasing Agent, shall be made in accordance with this subsection (a).  Purchases, excluding professional services, having a cost of $750.00 or less may be made with "petty cash" in the open market.  All purchases greater than $750.00 and less than $25,000.00 may be made in the open market without publication in a newspaper as provided below, but whenever practical shall be based on at least three informal competitive bids.

 

(b)               Purchases and Contracts Exceeding $25,000; Authorization to advertise for bids.  The Using Department or Elected Official shall be responsible for requesting that the Board of Commissioners authorize the advertisement of a competitive bid.

 

(c)               Purchases and Contracts Exceeding $25,000; Advertisement for Bids.  Upon authorization from the Board of Commissioners, the Purchasing Agent shall publish the advertisement at least once in a secular newspaper of general circulation within Cook County and at least five calendar days before the final date of submitting bids.  Purchasing shall also post notification of the competitive bid on the Purchasing Agent’s page of Cook County’s web-site, located at www.cookcountygov/purchasing.com and on the Purchasing Office bulletin board in accordance with the provisions of Sec. 34-153(a).  Such notices shall include a general description of the commodities or contractual services to be purchased or personal property, equipment or other property to be sold and shall state where all blanks and specifications may be obtained and the time and place for the opening of bids.  The County Purchasing Agent may also send requests by mail to prospective suppliers.

 

(d)               Purchases and Contracts Exceeding $25,000; Development and approval of specifications and contract terms.  The Using Department or Elected Official shall provide to the Purchasing Agent draft contract documents which shall include a description of the services or supplies to be procured, any minimum bidder qualifications, a description of the environment within which a successful bidder will be required to perform a site inspection, cost proposal information and any other information requested by the Purchasing Agent in order to prepare and finalize the bid specifications and contract documents.  The Purchasing Agent may revise the draft documents prior to finalizing and issuing the contract documents.

 

(e)               Purchases and Contracts Exceeding $25,000; Pre-bid conferences.  The Using Department or Elected Official shall include the details of any pre-bid conferences in the draft contract documents submitted to the Purchasing Agent.  Any changes to the date, time or place of a pre-bid conference must be communicated in writing, not less than 5 business days, prior to originally scheduled Bid Opening to the Office of the Purchasing Agent, the Purchasing Agent will issue an Addendum to all entities or persons registered as having picked up a Bid Package by the Office of the Purchasing Agent.

 

(f)                 Purchases and Contracts Exceeding $25,000; Requests for information, clarifications or exceptions to contract documents.  As provided in the Instructions to Bidders, all requests for information, clarification or exceptions submitted by bidders must be directed in writing only to the Purchasing Agent, not less than 5 business days prior to the Bid Opening.  Upon receipt of such a request, the Purchasing Agent’s Office will determine if a response will be provided.  If a Using Department or Elected Official receives a written inquiry, it shall be forwarded to the Purchasing Agent immediately.  If the Using Department or Elected Official receives an oral inquiry, the prospective bidder shall be referred to the Instructions to Bidders which require that all inquiries be submitted in writing to the Purchasing Agent.

 

(g)               Purchases and Contracts Exceeding $25,000; Communications with bidders during bid process.  From the time a Bid Package is made available until the recommendation for award of the contract is approved by the Board, all communications from bidders must be directed in writing to the Purchasing Agent.  However, bidders may communicate with the County’s Office of Contract Compliance relative to the submission of information regarding proposed minority and women owned business enterprise participation in the contract.  All responses to inquiries regarding the status of a bid evaluation or award shall be provided by the Office of the Purchasing Agent in accordance with approved procedures.

 

(h)               Purchases and Contracts Exceeding $25,000; Communication between bidders.  From the time a Bid Package is made available to bidders until the recommendation for award of the contract is approved by the Board, no bidder shall communicate with another bidder regarding the subject matter of the procurement, with the sole exception of communications a bidder may have with a minority or women owned business enterprise to meet requirements of minority or women owned business enterprise goals.  Such quotations shall not be solicited or provided in a manner that discloses or requires the disclosure of the amount of a prospective bid.

 

(i)                 Purchases and Contracts Exceeding $25,000.  Bids to conform to conditions in advertisements.

(i)

(1)    The County Board will not entertain or consider any bid;

 

                            a.     Received after the exact time for submission of bids specified in the advertisement for bids, except as may be extended in an Addendum issued to all bidders by the Purchasing Agent;

 

                            b.     Not accompanied by the required certified check, bid deposit, or bid bond;

 

                            c.     Not accompanied by the affidavits, certifications or economic disclosure statements required to be submitted pursuant to this Ordinance; or

 

d.          Which in any other way fails to fully comply with the terms and conditions as stated in the advertisement for bids.

 

(2)     No bid may be changed, amended, or supplemented in any way after the exact time for submission of bids specified in the advertisement for bids.  Any bidder that cancels, withdraws or modifies its bid after the bid opening will result in the bidder being deemed unqualified and will prohibit said bidder from receiving a County contract for a period of one (1) year from the date of bid opening.  No certified check, bid deposit, or bid bond may be accepted after the exact time for submission of bids specified in the advertisement for bids.

 

(j)         Purchases and Contracts Exceeding $25,000; Examination and tallying of bids.  All bids shall be opened and tallied at a time predetermined by the President, who shall appoint a member of the County Board to preside and witness the conduct of the reading and announcing in public of all bids before all who desire to attend.  The bids shall then be reported to the County Board at the next meeting after the opening thereof.  If it is evident that only one qualified bid has been submitted with respect to a particular contract, no bid envelope is opened and any sealed bid(s) shall be returned to the bidder(s) via certified mail unopened.  The Clerk announces this fact and that the Purchasing Agent will thereafter determine whether to re-issue the solicitation of competitive bids as a result.  If it is determined that an error was made in announcing the Bid or there was a failure to read all bids into the record, the Purchasing Agent shall notify the Commissioner who presided over the Bid Opening and the Clerk of the Board of the need to reconvene the Bid Opening to correct the record.  As soon as reasonably possible, the Bid Opening is reconvened for the purpose of correcting the record.

 

(k)        Purchases and Contracts Exceeding $25,000; Evaluation of Bids.  Immediately after the Bid Opening, a post bid meeting is scheduled wherein the Using Department and Contract Compliance reviews bids for technical specifications and minority business enterprise/women business enterprise requirements.  Upon notification of recommended vendor from using Department and Contract Compliance, the Office of the Purchasing Agent prepares the pre-award bids report and posts said report on the County’s web-site and on the bulletin board outside the Purchasing Agent’s Office.  The time intervals required to evaluate bids are not always predictable.  Bidders are responsible for monitoring the web-site or, if they lack web access, for calling the Office of the Purchasing Agent on Mondays after 12 noon at (312) 603-5370 to determine whether a recommendation for award will be posted during the upcoming week.

 

(l)         Purchases and Contracts Exceeding $25,000; Bid protest procedure.  Any bidder who has reason to believe that the bidder identified in the posted recommendation for award is not entitled to be awarded the contract, or who has a complaint about the bid process, may submit a written bid protest, in writing, directed to the Purchasing Agent.  Such protest may be submitted at any time prior to the announcement of the recommended bidder, but no later than three (3) business days after the date upon which the recommendation for award is posted on the County’s web-site and on the Purchasing Agent’s bulletin board.  The bid protest must state with specificity the basis upon which the bidder believes that the recommendation for award is erroneous, or the basis upon which the bidder believes the bid procedure was unfair, including a statement of how the alleged unfairness prejudiced the protesting bidder.  A bidder who could have submitted a request for exception, clarification or information prior to bid opening but failed to do so shall not be entitled to protest a bid on the basis of insufficient information or clarity after the bids have been opened.

 

(m)      Purchases and Contracts Exceeding $25,000; The Purchasing Agent shall decide all bid protests.  When a protest has been submitted, the Purchasing Agent shall defer presentation of a recommendation for award to the Board’s Finance Committee until the bid protest has been decided.

 

(n)       Purchases and Contracts Exceeding $25,000; Contract award and execution.  The final recommendation for award shall be transmitted to the Board, through its Finance Committee, for approval of the recommendation for award and execution of a contract with the approved bidder.  The Purchasing Agent shall ensure that all required certifications are executed and all due diligence is performed prior to the request to award and execute the contract.

 

(o)       Purchases and Contracts Exceeding $25,000; Right to reject bids reserved.  The County Board reserves the right to reject any and all bids.

 

(p)       Purchases and Contracts Exceeding $25,000; Local business preference.

 

(1)        In this section the term "local business" means a person authorized to transact business in this State and having a bona fide establishment for transacting business located within the County at which it was actually transacting business on the date when any competitive solicitation for a public contract is first advertised or announced and further which employs the majority of its regular, full-time work force within the County, including a foreign corporation duly authorized to transact business in this State and which has a bona fide establishment for transacting business located within the County at which it was actually transacting business on the date when any competitive solicitation for a public contract is first advertised or announced and further which employs the majority of its regular, fulltime work force within the County.

 

(2)        The Purchasing Agent shall, in the purchase of all supplies, services and construction by competitive sealed bidding, accept the lowest bid price or lowest evaluated bid price from a responsive or responsible local business, provided that the bid does not exceed the lowest bid price or lowest evaluated bid price from a responsive and responsible non-local business by more than two percent.

 

(3)        The Purchasing Agent shall be responsible for the implementation and enforcement of this section.

 

Sec. 34-152.   Contracts not adaptable to competitive bidding.  Requests for Proposals or Qualifications.

 

(a)       Contracts which by their nature are not adapted to award by competitive bidding, such as contracts for the services of individuals possessing a high degree of professional skill where the ability or fitness of the individual plays an important part; contracts for printing of Finance Committee pamphlets, controllers estimates, and departmental reports; contracts for the printing or engraving of bonds, tax warrants and other evidence of indebtedness; contracts for ballot cards, printing of election ballots and poll sheets, and moving of election equipment and supplies; contracts for utility services such as water, light, heat, telephone, or telegraph; and contracts for the purchase of magazines, books, periodicals, and similar articles of an educational or instructional nature, and the binding of such magazines, books, periodicals, pamphlets, reports, and similar articles shall not be subject to the competitive bidding requirements of this article. The Purchasing Agent is expressly authorized to procure from any Federal, State or local government unit or agency thereof such surplus materials, supplies, commodities, or equipment as may be made available through the operation of any legislation heretofore or hereinafter enacted without conforming to the competitive bidding requirements of this article. Regular employment contracts in the County service, whether with respect to the classified services or otherwise, shall not be subject to the provisions of this article, nor shall this article be applicable to the granting or issuance pursuant to posers conferred by laws, ordinances, or resolutions or license, permits, or other authorization by the County Board, or by departments, offices, institutions, boards, commissions, agencies or other instrumentalities of the County, nor to contracts or transactions, other than the sale or lease of personal property pursuant to which the County is the recipient of money.

 

(b)       In addition to the specific exemptions from the competitive bidding process contained in Subsection (a) above, there are certain contracts which may be more advantageously or practicably procured through the development and issuance of a request for proposal, commonly referred to as an "RFP". The development of an effective RFP pursuant to Chapter 34, or the development of competitive bid documents pursuant to the provisions of Section 34-151, may in some cases involve the retention of professional consultants who are compensated for their work product. In such cases, a conflict of interest may arise in the event said professional consultant, acting either as an individual or as part of the same or another business entity, subsequently participates in the preparation of a proposal or bid which is submitted in response to the competitive bid or RFP at issue. These professional consultants shall be prohibited from participating in the preparation of a proposal or bid which is submitted in response to the RFP or bid documents where the professional consultant participated in the development of the RFP or bid documents.

 

(c)       The Purchasing Agent shall have the authority to adopt procedures and promulgate rules with respect to this section.

 

(d)       This section shall take effect and be in force from and after its passage and is specifically intended to shall supersede 55 ILCS 5/5-36001 (Cook County purchasing‑‑contracts for supplies, materials and work), 55 ILCS 5/5-36004 (Cook County purchasing‑‑definitions) and 55 ILCS 5/5-36006 (Cook County purchasing competitive bids, government surplus materials).

 

(a)               Contracts which by their nature are not adapted to award by competitive bidding, such as contracts for the services of individuals possessing a high degree of professional skill where the ability or fitness of the individual plays an important part; contracts for printing of Finance Committee pamphlets, controllers estimates, and departmental reports; contracts for the printing or engraving of bonds, tax warrants and other evidence of indebtedness; contracts for ballot cards, printing of election ballots and poll sheets, and moving of election equipment and supplies; contracts for utility services such as water, light, heat, telephone, or telegraph; and contracts for the purchase of magazines, books, periodicals, and similar articles of an educational or instructional nature, and the binding of such magazines, books, periodicals, pamphlets, reports, and similar articles shall not be subject to the competitive bidding requirements of Sec. 34-151.

 

(1)              Criteria for use of requests for proposals or requests for qualifications.  Proposals for contracts not adaptable to competitive bidding shall be solicited through the issuance of requests for proposals (“RFP”) or requests for qualifications (“RFQ”) unless otherwise authorized by the Board.  RFPs and RFQs are appropriate when competitive bidding is not practicable or advantageous to the County.  RFPs and/or RFQs may result in the negotiation of a contract with one or more proposers selected as the result of an evaluation process which includes the simultaneous consideration of multiple evaluation factors.

 

(2)              Notification.  In order to issue an RFP or RFQ, the Using Department or Elected Official must notify the Purchasing Agent in writing that it intends to issue a RFP or RFQ.

 

(3)              Prescribed content of RFPs and RFQs.  All RFPs and/or RFQs shall include such forms and provisions as shall be issued from time to time by the Office of the Purchasing Agent.  These forms shall include, but not be limited to: Instructions to Proposers; General Conditions; Cook County Certification and Execution Forms and a Proposer Registration Form and all additional documents as required by the Purchasing Agent.  The Using Department or Elected Official shall be responsible for developing appropriate special conditions, a proposer questionnaire and a cost proposal form.

 

(4)              Review prior to issuance.  RFPs and/or RFQs shall be submitted to the Office of the Purchasing Agent for review prior to their issuance.  In addition to the direct transmittal of the RFP or RFQ to potential firms or individuals, all RFPs and RFQs shall be posted on the County’s web-site.  Such posting shall be performed by the Bureau of Information Technology and Automation upon the request of the Office of the Purchasing Agent.

 

(5)              Opening of RFPs and RFQs.  The RFPs or RFQs shall be opened in the presence of one or more witnesses after the designated date for submission.  A list of firms or individuals offering proposals or responding to RFQs shall be submitted to the Purchasing Agent within twenty-four hours of RFP or RFQ opening.  The contents of the RFP or RFQ shall not be disclosed to competing offerors during the process of negotiation.  Any proposer that cancels, withdraws or modifies its proposal after the proposal due date without County approval may result in the proposer being deemed unqualified and may prohibit said proposer from receiving a County contract for a period of one (1) year.  A record of proposals shall be prepared and shall be open for public inspection after contract award.

 

(6)              Evaluation.  The Using Department or Elected Official shall identify the factors to be used in evaluating proposals, which information shall be set forth in the RFP. These factors include, but are not limited to, price, experience and qualifications of the proposer, the quality and cost effectiveness of the proposal, and the demonstrated willingness and ability of the proposer to satisfy the requirements of the County as described in the request.  The Using Department or Elected Official shall evaluate proposals and shall conduct any negotiations of a possible contract with one or more proposers.

 

(7)              Discussions.  As provided in the RFP or RFQ, discussions may be conducted with responsible proposers who submit proposals determined to have the greatest likelihood of being selected for a contract for the purpose of clarifying and assuring full understanding of and responsiveness to the County’s requirements.  Those proposers shall be accorded fair and equal treatment with respect to any opportunity for discussion and revision of proposals. Revisions to proposals may be permitted after submission for the purpose of obtaining best and final proposals before a recommendation is made to the Board of Commissioners.  In conducting discussions there shall be no disclosure of any confidential information derived from proposals submitted by competing proposers.  If information is disclosed to any proposer, it shall be provided to all competing proposers.  Once a proposer has been recommended to and approved by the Board of Commissioners, the Using Department or Elected Official shall finalize the contract terms for the Board’s execution consideration.

 

(8)              Recommendations.  The Using Department or Elected Official shall recommend to the Board of Commissioners that the County enter into a contract with the responsible proposer whose proposal or qualifications is determined in writing by such Using Department or Elected Official to be the most advantageous to the County, taking into consideration price, qualifications and the evaluation factors set forth in the request for proposals. The Using Department or Elected Official shall document the results of its evaluation and the reasons for its recommendation to the Purchasing Agent.  The Using Department or Elected Official shall be responsible for requesting that the Board of Commissioners authorize a contract with the recommended proposer.  The authorization of the Board of Commissioners to enter into a contract shall not result in a contract unless and until the Board has authorized the execution of the final contract documents upon the request of the Purchasing Agent.  The Purchasing Agent’s request to the Board for contract execution shall be subject to the proposed contractor’s compliance with all applicable laws and County procedures and to the Purchasing Agent’s review of the subject contract.

 

(b)               The Purchasing Agent is expressly authorized to procure from any Federal, State or local government unit or agency thereof such surplus materials, supplies, commodities, or equipment as may be made available through the operation of any legislation heretofore or hereinafter enacted and to enter into cooperative educational agreements with not-for-profit universities and hospitals without conforming to the competitive bidding requirements of this article.  Regular employment contracts in the County service, whether with respect to the classified services or otherwise, shall not be subject to the provisions of this article, nor shall this article be applicable to the granting or issuance pursuant to powers conferred by laws, ordinances, or resolutions or license, permits, or other authorization by the County Board, or by departments, offices, institutions, boards, commissions, agencies or other instrumentalities of the County, nor to contracts or transactions, other than the sale or lease of personal property pursuant to which the County is the recipient of money.

 

(c)       This section shall take effect and be in force from and after its passage and is specifically intended to supersede 55 ILCS 5/5-36001 (Cook County purchasing-contracts for supplies, materials and work), 55 ILCS 5/5-36004 (Cook County purchasing-definitions) and 55 ILCS 5/5-36006 (Cook County purchasing-competitive bids, government surplus materials).

Sec. 34-153.   Equipment pPurchase procedure Charitable Donation of Assets.

 

(a)       Purchases exceeding $25,000.00. The purchases of and contracts for supplies, materials, equipment and contractual services and all sales of personal property, equipment or other property which has become obsolete or unusable shall be based on competitive bids, except as provided in Subsection (f) of this section. If the amount involved is estimated to exceed $25,000.00, sealed bids shall be solicited by public notice inserted at least once in a newspaper of County-wide circulation and at least five calendar days before the final date of submitting bids as well as advertisement on the County’s web-site and by posting notices on a public bulletin board in Office of the Purchasing Agent. Such notices shall include a general description of the commodities or contractual services to be purchased or personal property, equipment or other property to be sold and shall state where all blanks and specifications may be obtained and the time and place for the opening of bids. The County Purchasing Agent may also solicit sealed bids by sending requests by mail to prospective suppliers and by posting notices on a public bulletin board in the Purchasing Agent's office.  After July 1st, 2007, the Purchasing Agent shall implement an electronic procurement procedure in an effort to create greater efficiency and reduce cost.

 

(b)       Purchases of $750.00 or less. Purchases, excluding professional services, having a cost of $750.00 or less may be made with "petty cash" in the open market.

 

(c)       Purchases greater than $750.00 and less than $25,000.00. All purchases greater than $750.00 and less than $25,000.00 may be made in the open market without publication in a newspaper as above provided, but whenever practical shall be based on at least three competitive bids.

 

(d)       Authorization for purchases over $25,000.00. No purchases, orders or contracts of $25,000.00 or more shall be made unless authorized by the County Board. All sales of obsolete or unusable material, property, or equipment shall be made to the highest bidder, except as provided for in Subsection (f) of this section.

 

(e)       Determination of award. All purchases, orders, or contracts shall be awarded to the lowest responsible bidder, taking into consideration the qualities of the articles supplied, their conformity with the specifications, their suitability to the requirements of the County and the delivery terms. In the determination of the award to the lowest responsible bidder, nothing herein shall be interpreted to preclude an award to a bidder other than the lowest actual bidder if such an award is made in furtherance of affirmative action policies adopted by the County Purchasing Agent for the promotion of nondiscriminatory hiring practices and equal employment opportunity.  Provided, however, that the award of all contracts shall be responsible and reasonable.  Any bid may be rejected and new bids may be solicited if the public interest is served thereby.  Each bid, with the name of the bidder, shall be entered on a record, which record with the successful bid indicated thereon shall, after the award of the purchase or order or contract, be open to public inspection. A copy of all contracts shall be filed with the County Comptroller and with the County Purchasing Agent.

 

(f)        Distribution of assets.

 

(1)        Notwithstanding the provisions of Subsections (a)-(e) of this section, the County Board reserves the right to designate certain unusable, surplus and/or obsolete personal property, equipment or other property (hereinafter referred to collectively as "assets") for distribution as charitable donations. Assets may be designated for distribution as charitable donations, if:

 

a.       A determination has been made that the assets are not needed by any department or division of the County;

 

b.       The assets are of a type that would provide a beneficial service in either the medical or education fields to a another entity; and

 

c.       The recipient of the assets is a legitimate nonprofit organization, local or foreign governmental entity.

 

(2)        The assets shall be transferred by an appropriate instrument of transfer, which shall include:

 

a.      A provision that requires the recipient to use the property in a manner that primarily promotes the implementation or improvement of medical or educational services available to the public; and

 

b.      A provision that indicates that ownership of the assets automatically reverts to the County if the entity at any time fails to use the property in that manner.

 

The responsibility for determining the recipient of the donation, pursuant to the above guidelines shall reside in the Office of the President of the County Board, with approval by the County Board.

 

The County Board reserves the right to designate certain unusable, surplus and/or obsolete personal property, equipment or other property (hereinafter referred to collectively as "assets") for distribution as charitable donations. Assets may be designated for distribution as charitable donations, if:  (i) a determination has been made that the assets are not needed by any department or division of the County; (ii) The assets are of a type that would provide a beneficial service in either the medical or education fields to a another entity; and (iii) the recipient of the assets is a legitimate nonprofit organization, local or foreign governmental entity.

 

The assets shall be transferred by an appropriate instrument of transfer, which shall include:  a provision that requires the recipient to use the property in a manner that primarily promotes the implementation or improvement of medical or educational services available to the public; and a provision that indicates that ownership of the assets automatically reverts to the County if the entity at any time fails to use the property in that manner.

 

            The responsibility for determining the recipient of the donation, pursuant to the above guidelines shall reside in the Office of the President of the County Board, with approval by the County Board.

 

Sec. 34-154.   Contracts for consulting and auditing services.

 

(a)       The County will not knowingly enter into any contract for auditing services, nor shall it consent to a subcontract for the County for such auditing services, with any party, if such party, or any affiliate of such party, has a contract or subcontract for consulting services for or with the County. Additionally, the County will not knowingly enter into any contract for consulting services, nor shall it consent to a subcontract for such consulting services, with any party, if such party, or any affiliate of such party, has a contract or subcontract for auditing services for or with the County. For purposes of this provision, "County" shall refer only to offices which are administered by the President of the County Board and shall not refer to offices which are administered by elected officials as defined below.

 

(b)       The County shall not knowingly enter into any contract for consulting services on behalf of an elected official, nor shall it consent to a subcontract for such consulting services on behalf of an elected official, with any party, if such party, or any affiliate of such party, has a contract or subcontract to provide auditing services for or which include the elected official. For purposes of this provision section, "elected officials" shall refer to the County Sheriff, the County Clerk, the County Treasurer, the County Recorder of Deeds, the County Assessor, the County Board of Review, Clerk of the Circuit Court of Cook County, the State's Attorney of Cook County and the Office of the Chief Judge of the Circuit Court of Cook County.

 

(c)       The terms used in this section shall have the meanings set forth below:

 

Affiliate means any party that controls or is controlled by another party, by shareholdings, membership, ownership or other means of control or power including, but not limited to, a subsidiary, parent or sibling corporation. The term "affiliate" also includes any party that directly or indirectly controls or, is under common control with the specified party. A party shall be deemed to control if such party has the power to directly or indirectly affect the management or the policies of the other through ownership of voting securities, voting rights, by contract or otherwise.

 

Auditing services means the formal examination of accounting records, financial statements or compliance with some other set of financial standards in accordance with auditing standards generally accepted in the United States which functions are generally exclusively performed or supervised by individuals or business organizations licensed and authorized to do business as public accountants in the State. The term "auditing services" shall also include any independent reports and management recommendations derived or resulting from the performance of auditing services and which reports and recommendations are included within the scope of the contract for auditing services.

 

Consulting services means the rendering of analysis and advice requiring specialized expertise in a particular subject area or field. Such expertise may have been gained by education or experience in the area or field. The term "consulting services" expressly excludes auditing services.

 

Party means any individual, corporation, partnership, joint venture, trust, association, limited liability company, unincorporated business, individually owned business, sole proprietorship or similar type of organization or association.

 

(d)       This section shall not apply to any contracts or subcontracts authorized prior to the effective date of the ordinance from which this section is derived.

 

(e)       The Purchasing Agent shall require the contractor in each contract to provide auditing or consulting services for the County (as defined in this section) to provide a certification acceptable to the Purchasing Agent that neither the contractor nor any affiliate of the contractor has a contract or a subcontract to provide consulting or auditing services for the County which is prohibited under Subsection (a) of this section. In addition, the Purchasing Agent shall require the contractor in each contract to provide consulting services for an elected official to provide a certification acceptable to the Purchasing Agent that neither the contractor nor any affiliate of the contractor has a contract or a subcontract to provide auditing services for or which include the elected official which is prohibited under Subsection (b) of this section.

 

Sec. 34-155.   Percentage of work of construction projects to be performed by County residents.

 

                        For any construction project advertised, or if not advertised, awarded, after the effective date of Ordinance Number 97-O-08 having an estimated contract value of $100,000.00 or more, funded solely with County funds, and where not otherwise prohibited by Federal or State law, the total hours worked by persons on the site of the construction project by employees of the contractor and subcontractors shall be performed at least 50 percent by actual residents of the County. The Purchasing Agent shall be responsible for the implementation and enforcement of this section.

 

Sec. 34-155.   Sole source procurements.

 

                        Contracts may be awarded without use of the specified method of competitive selection when the contract requires a contractor with a specialized skill or service or there is only one economically feasible source for the item or services.  Sole source contracts must be indicated clearly and certified as sole source by both the Using Department or Elected Official and Purchasing Agent prior to Board approval.

 

Sec. 34-156.   Preference to citizens on public works projects.

 

                        The Purchasing Agent shall specify in the call for bids in any contract for public works that such contractors bidding on public works contracts of the County shall conform to the Public Works Preference Act (30 ILCS 560/0.01 et seq.).  The Purchasing Agent in awarding the contract shall cause to be inserted in the contract a stipulation to the effect that the contractor shall conform to such Act.

 

Sec. 34-156.   Emergency purchases.

 

                        The Purchasing Agent may make emergency procurements without competitive sealed bidding or an RFP or RFQ process or without prior approval of the Board when there exists a threat to public health or public safety, or when immediate expenditure is necessary for repairs to County property in order to protect against further loss of or damage to County property, to prevent, or minimize serious disruption in County services, or to ensure the integrity of County records.  Emergency procurements shall be made with as much competition as is practicable under the circumstances.  A written description of the basis for the emergency and reasons for the selection of the particular contractor or provider shall be included in the contract file.  Said emergency purchases shall be communicated to the Board within five (5) business days of procuring said emergency purchases.

 

Sec. 34-157.   Percentage of work of construction projects to be performed by County residents.

 

                        For any construction project advertised, or if not advertised, awarded, after the effective date of Ordinance Number 97-O-08 having an estimated contract value of $100,000.00 or more, funded solely with County funds, and where not otherwise prohibited by Federal or State law, the total hours worked by persons on the site of the construction project by employees of the contractor and subcontractors shall be performed at least 50 percent by actual residents of the County.  The Purchasing Agent shall be responsible for the implementation and enforcement of this section.

 

Sec. 34-158.   Preference to citizens on public works projects.

 

                        The Purchasing Agent shall specify in the call for bids for any contract for public works that contractors bidding on public works contracts of the County shall conform to the Public Works Preference Act (30 ILCS 560/0.01 et seq.).  The Purchasing Agent in awarding the contract shall cause to be inserted in any contract for public works a stipulation to the effect that the contractor shall conform to such Act.

 

DIVISION 3.    SELECTION OF BOND COUNSEL AND BOND UNDERWRITERS

 

Sec. 34-181.   Goals of division.

 

            The selection procedures set forth in this division are intended to promote the following goals:

 

(1)        To produce high quality cost-effective professional services from qualified providers of services;

 

(2)        To be competitive on the merits, and open to public scrutiny and review; and

 

(3)        To give appropriate consideration to Cook County-based vendors and those with significant minority or female ownership, consistent with the County's Minority Business Enterprises Ordinance.

 

Sec. 34-182.   Definitions.

 

                        The following words, terms and phrases, when used in this division shall have the meanings ascribed to them in this section, except where the context clearly indicates a different meaning:

 

                        Co-managers means underwriting firms responsible for participating in the underwriting and the marketing of the bonds.

 

                        Senior managers means underwriting firms responsible for assisting with the development of the financial plan and managing the underwriting and the marketing of the bonds.

 

Sec. 34-183.   Competitive process for negotiated bond sales.

 

(a)       For the purpose of the selection process on negotiated bond sales, the Chief Financial Officer shall issue a request for proposals ("RFP") to all potential underwriters and co-managers at least once every two years or as otherwise directed by the President.  Issuance of said RFP shall conform to the requirements dictated in Sec. 34-152.

 

(b)       The RFP shall elicit general information in the following areas:

 

(1)        Experience and expertise in structuring and marketing bonds and notes, detailing experience with various types of issuances, including general obligation bonds, revenue bonds and tax anticipation notes.

 

(2)        Financial strength of the firm, particularly its capital allocated to underwriting governmental bonds.

 

(3)        Degree of corporate investment or "presence" in the County and State, including the location of corporate offices, brokerage offices, or back-office operations.

 

(4)        Proportion of minority or female ownership of the firm.

 

(5)        Written policies of the firm regarding sexual harassment.

 

(6)        Such other information items as the Chief Financial Officer may find appropriate.

 

(c)       Specific transaction. Responding firms shall be requested to provide information in the following areas:

 

(1)        Specific information about financial ideas for any specific transactions described in the RFP.

 

(2)        A recommended strategy for identifying and targeting purchasers of the bonds.

 

(3)        Proposed fees for any specific bond transactions described in the RFP.

 

(4)        Case examples of similar financings on which the firm has been senior manager or co-manager.

 

(d)       Selection of the senior managers and co-managers shall be made by the President, upon the recommendation of the Chief Financial Officer, and shall be submitted to the County Board for approval.  The basis of selection shall be overall quality of the firm, as reflected in the response, with consideration given to minority and female ownership, written policies regarding sexual harassment, County corporate residence, and corporate investment in the County.  In addition, the President and Chief Financial Officer shall consider:

 

(1)        The applicable skills needed for each transaction;

 

(2)        Past performance on County issues; and

 

(3)        A rotation designed to give each firm a fair opportunity to participate, and other relevant factors.  The responses to the RFP shall be available for review by members of the Board of Commissioners.  The President shall report to the County Board the reasons for making the selections.

 

Sec. 34-184.   Report of underwriters.

 

                        There shall be included in each bond purchase agreement between the County and underwriters a provision that:

 

(1)        The underwriter agrees to use its best efforts to assure that the County meets its objectives in the fair and reasonable allocation of bond selling commissions to members of the underwriting syndicate, particularly to Cook County and minority- and women-owned firms;

 

(2)        The allocation of bond selling commissions and fees received by each member of the underwriting syndicate shall be reported to the Chief Financial Officer within 30 days of closing of the bond issue; and

 

(3)        The underwriter shall comply with all limitations or disclosure requirements concerning political contributions that are or may be imposed by the Municipal Securities Regulatory Board or the Securities and Exchange Commission.  Failure by the underwriter to comply with this provision shall not void the sale, but shall constitute a basis for the Chief Financial Officer to remove the underwriter from the list of firms solicited for RFPs or eligible for participation in County debt issuances for a period of two years from the date of violation.

 

Sec. 34-185.         Bond counsel.

 

(a)       A request for qualifications ("RFQ") shall be sent out by the Chief Financial Officer at least once every two years or as otherwise directed by the President.  The RFQ shall elicit, among other things, descriptive information about each firm, the experience of the attorneys within the firm having expertise in the areas of municipal finance law or Federal tax law pertaining to tax-exempt bonds and other special areas of expertise or strength.  A "qualified" list shall be developed by the Chief Financial Officer for each type of financing.  The issuance of said RFQ shall conform to the requirements dictated in Sec. 34-152.

 

(b)       For each bond sale or for multiple bond sales, whether negotiated or competitively bid, the Chief Financial Officer shall select three or more firms from the qualified list to be considered for inclusion in the bond issue or issues in question as either bond counsel, co-bond counsel or special tax counsel.  The Chief Financial Officer shall request that each of the firms under consideration submit its fees for the anticipated work.  The Chief Financial Officer shall consider the following criteria: overall experience and expertise, experience with the particular type of financing, experience with tax issues, knowledge of the County, the number of partners specializing in municipal securities work, the proposed fees, degree of presence in the County and State and the proportion of minority or female ownership of the firm.  The Chief Financial Officer may set other conditions or request other information as well.  Selection of the bond counsel shall be made by the President, upon the recommendation of the Chief Financial Officer, and shall be submitted to the County Board for approval.  The President shall report to the County Board the reasons for selection of the firm assigned the work.

 

DIVISION 4.    DISQUALIFICATION OF CONTRACTORS AND PENALTIES

 

Sec. 34-211.   Business entity defined.

 

                        The term "business entity" as used in this division and in Section 34-216 means a corporation, partnership, trust, association, unincorporated business or individually owned business.

 

Sec. 34-212.   Bribery conviction.

 

(a)       No person or business entity shall be awarded a contract or subcontract, for a period of three years, if that person or business entity:

 

(1)        Has been convicted of bribery or attempting to bribe an officer or employee of a unit of government in that officer or employee's official capacity; or

 

(2)        Has made an admission of guilt of such conduct which is a matter of record but has not been prosecuted for such conduct.

 

(b)       For purposes of the section, where an official, agent, or employee of a business entity committed the bribery or attempted bribery on behalf of such an entity and pursuant to the direction or authorization of an officer, director or other responsible official thereof, the business entity shall not be awarded a contract.

 

Sec. 34-213.   Persons and entities subject to disqualification.

 

                        No person or business entity shall be awarded a contract or subcontract, for a period of five years from the date of conviction or entry of a plea or admission of guilt, if that person or business entity:

 

(1)        Has been convicted of an act committed, within the State, of bribery or attempting to bribe an officer or employee of a unit of State or local government or school district in the State in that officer's or employee's official capacity.

 

(2)        Has been convicted of an act committed, within the State, of bid-rigging or attempting to rig bids as defined in the Sherman Anti-Trust Act and Clayton Act.  15 U.S.C. § 1 et seq.

 

(3)        Has been convicted of bid-rigging or attempting to rig bids under the laws of the State.

 

(4)        Has been convicted of an act committed, within the State, of price-fixing or attempting to fix prices as defined by the Sherman Anti-Trust Act and Clayton Act.  15 U.S.C. § 1 et seq.

 

(5)        Has been convicted of price-fixing or attempting to fix prices under the laws of the State.

 

(6)        Has been convicted of defrauding or attempting to defraud any unit of State or local government or school district within the State.

 

(7)        Has made an admission of guilt of such conduct as set forth in Subsections (1) through (6) of this section which admission is a matter of record, whether or not such person or business entity was subject to prosecution for the offense or offenses admitted to.

 

(8)        Has entered a plea of nolo contendere to charge of bribery, price-fixing, bid-rigging, or fraud, as set forth in Subsections (1) through (6) of this section.

 

Sec. 34-214.   Business entity disqualification due to conduct of owner, partner, etc.

 

(a)       Business entities shall be disqualified as set forth within this division if any owner, partner, or shareholder controls, directly or indirectly, 20 percent or more of the business, or is an officer of the business entity and falls within any provisions of Section 2-883.

 

(b)       Any contract or subcontract found to have been awarded in violation of Sections 34-212, 34-216, 34-217 or 34-218 shall be voidable at the discretion of the County Board.  Payment for work completed at the time of any such voiding shall be at a quantum meruit rate less a 25-percent penalty.

 

Sec. 34-215.   Disqualification due to a contract terminated for cause prior default or termination.

 

(a)       No person or business entity shall be awarded a contract or subcontract if that person or business entity has had an awarded contract terminated for cause by the County Board.  The period of ineligibility shall continue for 24 months from the date the County Board terminates the contract.

 

(b)       Persons or business entities may apply to the County Board or persons designated by the County Board for a reduction or waiver of the ineligibility period.  The application shall be in writing and shall include documentation that one or all of the following conditions have occurred:

 

(1)        There has been a bona fide change in ownership or control of the business entity;

 

(2)        Disciplinary action has been taken against the person responsible for the acts giving rise to the ineligibility;

 

(3)        Remedial action has been taken to prevent a recurrence of the acts giving rise to the ineligibility; or

 

(4)        The County Board determines that the conduct of the entity does not constitute a pattern of behavior.

 

(c)       At the request of a County department head, the County Board may suspend the ineligibility of a person or business entity in order to allow for the award of a contract.  The department head shall provide sufficient facts to establish that the public health, safety or welfare of the County requires the goods and services at a comparable price and quality from other sources is not feasible.  In the event the County Board grants a suspension, the period of ineligibility for the award of a new contract shall recommence from the date of completion of the contract awarded pursuant to the suspension of the ineligibility period, and shall continue for the remainder of the 24-month period of ineligibility.

 

(d)       The determination to reduce or waive the period of ineligibility, or to suspend ineligibility for a specific contract, shall be made in writing and shall specify the reasons for the decision.

 

(e)      In addition to the ineligibility provided in this Section, the Purchasing Agent may reject a specific bid or proposal, or a subcontractor proposed to be used in connection with that bid or proposal, submitted by any person or business entity if that person or business entity is in arrears upon any debt to the County or is in default of any Contract with the County, or is a defaulter, as surety or otherwise upon any obligation to the County, or is otherwise prohibited by law or Ordinance from entering into the Contract.  In addition, the Purchasing Agent may reject a bid or proposal, or a subcontractor proposed to be used in connection with that bid or proposal, submitted by any person or business entity deemed unqualified due to insufficient or unsatisfactory history of creditworthiness or experience in performing other contracts, including those involving the types of responsibilities required under the Contract Documents.

 

Sec. 34-216.   Offering gift to induce others not to bid; Bribe offer to government employee; Willful violation of the County Inspector General Ordinance.

 

(a)       No person or business entity shall be awarded a contract or subcontract if that person or business entity offers or pays any money or other valuable thing to any person or business entity to induce such person or business entity not to bid for a County contract or as recompense for such person or business entity not having bid on such a contract.

 

(b)       No business shall be awarded a contract or subcontract if the business entity has knowledge that an officer or director thereof, has within the three years preceding award of the contract:

 

(1)        Been convicted of bribery or attempting to bribe an officer or employee of a unit of government in that officer or employee's official capacity; or

 

(2)               Made an admission of guilt of such conduct which is a matter of record but has not been prosecuted for such conduct.

 

(c)        No person or business entity shall be awarded a contract or subcontract if that person or business entity has willfully violated within the two years preceding award of the Contract, the Cook County Inspector General Ordinance as detailed in Chapter 2, Article IV, Division 5.

 

Sec. 34-217.   Disqualification procedure.

 

(a)       When information shall come to the attention of the Purchasing Agent of the County that a person or business entity has been convicted, made an admission of guilt or plea of nolo contendere or otherwise falls within Sections 34-213(1) through (8), the Purchasing Agent shall send a notice of hearing to the person or business entity by certified mail, return receipt requested.  The notice shall advise the person or business entity that an administrative hearing will be held at the specified time and place for the purpose of determining whether or not that person or business entity should be disqualified pursuant to this division.  The hearing officer will be the Purchasing Agent or other person designated by the President of the County Board.

 

(b)       Evidence will be limited to the factual issues raised by the notice. Persons with relevant information will testify under oath before a certified reporter.  The hearing officer may refuse to hear cumulative evidence and will moderate the hearing.  Strict rules of evidence will not apply to the proceedings but the hearing officer will strive to elicit the facts fully and in credible form. The affected person or business entity may be represented by an attorney.

 

(c)       At the conclusion of the testimony the hearing officer will make a finding of whether or not the person or business entity falls within this article based upon a greater weight of the evidence.  Disqualification shall be ordered upon a finding that the person or business entity falls within any provision of Section 34-213.  The hearing officer will mail a written copy of the finding to the person or business entity affected by certified mail, return receipt requested.

 

(d)       A person or business entity disqualified by the hearing officer may appeal such finding to a Review Board nominated by the President of the County Board with the advice and consent of the County Board.  A notice of appeal must be filed with the Secretary of the Board within 14 days from the date the finding was mailed to the person or business entity. Enforcement of the order of disqualification will be stayed pending a review by the Review Board.  The person or business entity affected by the disqualification order may file with the Secretary of the Board written exceptions to the hearing officer's findings.  Exceptions must be filed within ten days of the notice of appeal. No oral presentation will be made to the Review Board.

 

(e)       The Review Board will review the written record, tangible evidence, the hearing officer's finding and the written exceptions and will expeditiously vote to recommend affirmance or reversal of the hearing officer's finding to the County Board.  The County Board decision will be mailed to the affected person or business entity by certified mail, return receipt requested.

 

Sec. 34-218.   Bid specifications.

 

                        Specifications for all bids shall contain the information contained in Sections 34-213 and 34-214 and bidders shall certify that they have read the information contained in such sections and are not in violation thereof.

 

Sec. 34-219.   Affidavit.

 

                        For the purposes of this division the Purchasing Agent shall require as part of the bidding documents an affidavit from each person or business entity that they are not under the provisions as set forth in Sections 34-212 and 34-216.

 

Sec. 34-220.   Removal of organized crime figures from approved bidders' list.

 

(a)       All persons and business enterprises listed in the Chicago Crime Commission booklet The Chicago Crime Commission Spotlight on Organized Crime-The Chicago Syndicate are hereby stricken from the list of approved bidders for Cook County contracts.  The Chicago Crime Commission booklet aforesaid is hereby incorporated by reference into this section.

 

(b)       All persons and business enterprises listed in the Chicago Crime Commission booklet Part II, and Part III, Spotlight On Legitimate Business And The Hoods are stricken from the list of approved bidders for Cook County contracts.  The Chicago Crime Commission booklet aforesaid is hereby incorporated by reference into this section.

 

Sec. 34-221.   False statements.

 

Any person who knowingly makes a false statement of material fact to Cook County in violation of any statute, ordinance or regulation, or who knowingly falsifies any statement of material fact made in connection with an application, report, affidavit, oath, or attestation, including a statement of material fact made in connection with a bid, proposal, contract or economic disclosure statement or affidavit, is liable to the county for a penalty of $500.00.  Additionally, all county contracts shall provide for up to three times the amount of damages which the county sustains because of the person's violation of this section and the county’s litigation and collection costs and attorney's fees.

 

The penalties imposed by this section shall be in addition to any other penalty provided for in the County Code.

 

This Ordinance shall take effect and be in force upon enactment.

 

*****

 

Commissioner Suffredin requested that Ms. Lechowicz Felicione, Special Counsel to the President, clarify the provisions of the proposed Substitute Ordinance.

 

Ms. Lechowicz Felicione provided the following explanatory remarks:  This Substitute Ordinance provides for requirements that all potential bidders and proposers certify that they have paid all municipal and state taxes and that they have a certificate of good standing with the State of Illinois.  They must be in compliance will the County’s Ethics Code, specifically the campaign disclosure provisions and provisions regarding receiving and soliciting gifts.  They must execute an economic disclosure statement that is currently being drafted by the Purchasing Department, including persons or entities who have made lobbying contracts on behalf of the vendor with respect to the contract.  Detailed procedures regarding the competitive bidding process have been implemented in this Ordinance, as well as detailed procedures regarding requests for proposals and requests for qualifications process.  This would require, unless otherwise approved by the Board, that all contracts over $25,000 that are professional services types of contracts to be issued through a request for proposal or a request for qualification.  The Ordinance calls for the Purchasing Department to initiate an electronic procurement system.  There are now official provisions regarding sole-source requirements and emergency procurement and there have been enhancements to the disqualification procedures including disqualifications for failing to pay child-support payments.

 

Commissioner Murphy asked whether the living wage is provided for in this Substitute Ordinance.

 

Ms. Lechowicz Felicione responded that the new living wage which was recently submitted by Commissioner Maldonado and approved by the Board is included in the Substitute Ordinance.

 

Commissioner Quigley inquired how vendors who have performed at less than peak level or are somehow problematic (e.g. didn’t pay their subcontractors) are treated under this Substitute Ordinance.

 

Ms. Lechowicz Felicione replied that this would constitute a failure to perform and would result in a default on the contract.

 

Chairman Daley inquired as to the status of an individual who has been disqualified but afterwards forms a new company.

 

Ms. Lechowicz Felicione replied that if a new contractual entity is formed, it wouldn’t possess an automatic default status.  She requested that Carmen Triche-Colvin, County Purchasing Agent, provide further detail.

 

Ms. Triche-Colvin stated:  The economic disclosure form (EDF) asks whether an individual has defaulted on any contract.  Upon learning this, the Purchasing Department would recommend that the company not be awarded the contract.

 

Commissioner Silvestri inquired whether there are provisions for any of the following:  failure to comply with occupational health and safety laws, minimum wage laws and labor laws; being in debt to the County.

 

Ms. Triche-Colvin replied that all of these provisions are covered in the economic disclosure form; fraud and other crimes (as well as any ongoing investigation by the State or Federal government) are accounted for as well.

 

Commissioner Collins voiced concern over the number of contracts that the Board awards to out-of-State entities, and that provisions she introduced to curb this are not being complied with.

 

Ms. Triche replied that the Local Business Preference Ordinance is enforced, but only applies to those entities within Cook County.  Also, the new economic disclosure form requires that all partners of a company be listed on the form.

 

Commissioner Gorman inquired as to the request for proposal (RFP), and request for qualifications (RFQ) process.

 

Ms. Lechowicz Felicione stated a template is being drafted by the Purchasing Department that will be used countywide.  It defines the process, the conduct of the evaluation process, and ensures it is posted on the County’s website.  Once the using department has made a selection, the recommendation will be brought to the County Board for final approval.

 

Commissioner Peraica was assured the debarment period for default or termination of a vendor was not changed from the original ordinance.  In response to Commissioner Peraica’s inquiry as to whether there is justification to have a differentiation in terms of the amount of time that a vendor is prohibited from doing business with the County, Mr. Driscoll replied there can be differentials, and that it is a policy question.

 

Commissioner Murphy indicated that future amendments to this ordinance should be considered which relate to providing vendors from the state of Illinois the same two percent local business preference as Cook County vendors; and increasing the threshold from $25,000 to $50,000.

 

Leave was granted to add all commissioners as co-sponsors of the Substitute Ordinance Amendment.

 

Commissioner Suffredin, seconded by Commissioner Quigley, moved that the Substitute Ordinance Amendment for Communication Number 285682 be approved and adopted.  The motion carried.

 

285945

PROPOSED INTERGOVERNMENTAL AGREEMENT BETWEEN THE FOREST PRESERVE DISTRICT OF COOK COUNTY AND THE COUNTY OF COOK REGARDING MERGING OF HUMAN RESOURCES.  Transmitting a Communication, dated March 23, 2007 from Kim David Gilmore, Chief, Bureau of Human Resources:

 

 

The Board of Commissioners for the Forest Preserve District of Cook County through its FY 2007 budget process requested the Forest Preserve District to enter into an Intergovernmental Agreement with Cook County to merge the District's Department of Human Resources with the appropriate Cook County agency.

 

Pursuant to direction from President Todd H. Stroger, representatives of the County as well as the District have met on several occasions to discuss the merger of the District's Human Resources Department with the County's Bureau of Human Resources.  As a result of said discussions, the County agrees that both parties will benefit by working together to unify the human resource functions as well as sharing in operation costs.

 

The Cook County Bureau of Human Resources hereby requests authorization for Cook County to enter into an Intergovernmental Agreement with the Cook County Forest Preserve District.  The terms of the Intergovernmental Agreement will provide for a reduction in District Staff and reimbursement to the County for County provided human resource functions and personnel.

 

It is hereby requested that the Intergovernmental Agreement be sent to the Finance Committee for further discussion.

 

*Referred to the Committee on Finance on April 3, 2007.

 

Commissioner Suffredin inquired of Kim David Gilmore, Chief, Bureau of Human Resources, how the merging of human resources functions between the County and the Forest Preserve District is proceeding.  Mr. Gilmore replied the Forest Preserve District’s human resource function has been consolidated with the County’s.  He noted that one (1) Director and two (2) support staff remain on the Forest Preserve District payroll.

 

Commissioner Schneider inquired as to what head count reduction has been achieved in this merger.  Mr. Gilmore responded approximately eight to nine positions have been eliminated at the Forest Preserve District.

 

Commissioner Suffredin inquired as to the resulting cost savings of the consolidation.  The Chief Financial Officer of the Forest Preserve District, Marlow Kemp, will provide this information.

 

Commissioner Suffredin requested that in six to nine months Mr. Gilmore provide a status report of the consolidation.  He added that while he would not suggest amending the item, he recommended that the Board pass a subsequent resolution in which the Board formally requests a report in order to demonstrate the ongoing performance of the Intergovernmental Agreement.

 

Commissioner Silvestri requested that Mr. Gilmore include in his six-to-nine month status report the original head count of each division, and the current head count.

 

Mr. Gilmore agreed to provide a status report as requested.

 

In response to Commissioner Butler’s questions regarding the Shakman decree, Mr. Driscoll replied the Forest Preserve District is bound by the prior Shakman decree.  It is not currently a party to the most recent amendments to the decree that the County entered into, but it certainly could voluntarily comply with those.  Mr. Driscoll concluded by stating the Forest Preserve District still has to comply with the prior Shakman decree regarding the prohibition on political hiring and discrimination.

 

Commissioner Peraica inquired whether there is any ongoing audit function regarding the Bureau of Human Resources.

 

Laura Lechowicz Felicione, Special Counsel to the President, clarified that the Shakman certification forms that are part of the County’s interview and hiring process are available to the Compliance Administrator to ascertain that the forms are being correctly filled out.

 

In response to Vice Chairman Sims’ question regarding the purpose of the intergovernmental agreement, Ms. Lechowicz Felicione clarified that under the intergovernmental agreement the Forest Preserve District staff and the County staff work together as one unit, achieving, among other things, staff reduction.

 

Vice Chairman Sims inquired whether the staff is cross-trained.